At a Glance
- Tasks: Lead a compliance team and ensure effective regulatory monitoring and advice.
- Company: Rapidly growing consumer finance business with a strong compliance culture.
- Benefits: Pension scheme, life assurance, professional development, and employee wellbeing benefits.
- Other info: Genuine opportunities for career progression in a collaborative environment.
- Why this job: Make a real impact in a key role while supporting positive customer outcomes.
- Qualifications: Experience in regulatory compliance within financial services and team management skills.
The predicted salary is between 50000 - 60000 £ per year.
An exciting opportunity has arisen for an experienced compliance professional to join a well-established and rapidly growing consumer finance business as a Regulatory Compliance Team Manager. This is a key second-line role reporting to the Head of Compliance, with responsibility for leading a small team and ensuring the effective delivery of compliance monitoring, regulatory advice, policy management, and risk oversight activities. The successful candidate will play a pivotal role in maintaining a robust compliance framework while supporting the business in meeting its regulatory obligations and delivering positive customer outcomes.
Key Responsibilities
- Lead, coach and develop a small Compliance team
- Manage the delivery of the Compliance Monitoring Plan
- Review and challenge compliance outputs, ensuring consistency and quality
- Oversee the identification, escalation and remediation of compliance issues
- Support the maintenance of policies, procedures and regulatory controls
- Provide practical regulatory advice and guidance across the business
- Monitor regulatory developments and support change implementation
- Produce compliance reporting for senior management and governance forums
- Promote a strong compliance culture throughout the organisation
About You
You will be an experienced compliance professional with a background in consumer credit, lending, or a similar FCA-regulated environment.
Essential Experience
- Regulatory compliance experience within financial services
- Experience managing, mentoring or developing team members
- Conducting compliance monitoring reviews and providing meaningful challenge
- Supporting regulatory change initiatives and compliance improvements
- Producing clear, practical and risk-based compliance advice
Knowledge & Skills
- Strong understanding of FCA regulation, including Consumer Duty, CONC, SYSC and PRIN
- Knowledge of the Consumer Credit Act and data protection requirements
- Excellent stakeholder management and communication skills
- Strong analytical and organisational abilities
- High attention to detail and commitment to quality
- Ability to balance regulatory requirements with commercial objectives
What’s on Offer?
- Pension scheme
- Life assurance
- Professional development support
- Employee wellbeing benefits
- Free parking
- A collaborative and supportive working environment
- Genuine opportunities for career progression and development
This role would suit an ambitious compliance professional looking to take the next step in their career or an established compliance leader seeking a fresh challenge within a growing and customer-focused financial services organisation.
Compliance Manager in Sheffield employer: MERJE
Join a dynamic and rapidly growing consumer finance business that prioritises employee development and well-being. As a Compliance Manager, you will benefit from a collaborative work culture, professional development support, and genuine opportunities for career progression, all while contributing to a strong compliance framework that ensures positive customer outcomes. With perks like a pension scheme, life assurance, and free parking, this role offers a rewarding environment for ambitious compliance professionals.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in Sheffield
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for new opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance frameworks. Be ready to discuss how you've tackled compliance challenges in the past, as this will show your potential employer that you’re the right fit for their team.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for roles that excite you and match your skills, and make sure to tailor your approach to each one!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Use this opportunity to reiterate your enthusiasm for the role and how you can contribute to their compliance culture.
We think you need these skills to ace Compliance Manager in Sheffield
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your regulatory compliance experience and any leadership roles you've had, as we want to see how you can lead our Compliance team.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background in consumer finance aligns with our needs. We love seeing genuine enthusiasm for the role!
Showcase Your Achievements:When detailing your experience, focus on specific achievements that demonstrate your ability to manage compliance effectively. Use metrics where possible to show how you've made a positive impact in previous roles.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially around Consumer Duty and the Consumer Credit Act. Being able to discuss these in detail will show that you're not just familiar with compliance but that you truly understand the landscape you'll be working in.
✨Showcase Your Leadership Skills
As a Compliance Manager, you'll be leading a team. Prepare examples of how you've successfully managed or developed team members in the past. Highlight your coaching style and how you foster a strong compliance culture within your team.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance issues or regulatory changes. Think through potential scenarios and how you would approach them, demonstrating your analytical skills and ability to balance compliance with business objectives.
✨Communicate Clearly and Confidently
Strong communication is key in this role. Practice articulating your thoughts clearly and concisely. Be ready to explain complex compliance concepts in a way that’s easy to understand, as you’ll need to provide practical advice across the business.
