At a Glance
- Tasks: Lead the creation of a global Control Room function and enhance compliance operations.
- Company: Dynamic global financial services firm focused on transformation and innovation.
- Benefits: Competitive salary, career development opportunities, and a chance to shape a new team.
- Other info: Join a high-performing team in London and drive significant change.
- Why this job: Take ownership of a pivotal role in a fast-paced environment and make a real impact.
- Qualifications: Strong experience in Compliance Operations and knowledge of financial regulations.
The predicted salary is between 49500 - 60500 £ per year.
A global financial services business is looking to appoint a Senior Compliance Operations Manager to build and lead a centralised Control Room function.
This is a newly created position with a strong transformation focus.
The Senior Compliance Operations Manager will bring together activities currently managed across different regions, establish a consistent global framework and build a small, high-performing team in London.
- Senior Compliance Operations Manager – Key Responsibilities
- Build and develop a centralised Global Control Room function.
- Establish the operating model, controls, governance and procedures.
- Oversee Personal Account Dealing, Conflicts of Interest, Information Barriers, Insider/Restricted Lists and Market Conduct activities.
- Review existing Compliance systems and identify opportunities for automation and process improvement.
- Build and manage a small, high-performing team as the function develops.
- Work closely with Compliance and senior stakeholders across multiple jurisdictions.
- Senior Compliance Operations Manager – Experience Required
- Strong Compliance Operations / Control Room experience within financial services.
- Good knowledge of MAR, PAD, conflicts, information barriers and market conduct.
- Experience building, centralising or significantly improving a Control Room or Compliance Operations framework.
- Experience within a fast-paced trading or financial markets environment would be particularly relevant.
- Good understanding of Compliance technology and how it can improve processes and controls.
- Proactive, hands-on and comfortable taking ownership of a significant build project.
This is a great opportunity for an experienced Senior Compliance Operations Manager or senior Control Room professional to take ownership of a global function and shape how it operates going forward.
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Senior Compliance Operations Manager employer: MERJE
Join a dynamic and innovative InsureTech company that prioritises compliance and regulatory excellence while fostering a collaborative and forward-thinking work culture. As the Head of Compliance, you will not only lead the UK compliance function but also enjoy flexible hybrid working arrangements, competitive salary packages, and ample opportunities for long-term career development in a high-growth environment. This is your chance to make a meaningful impact in a pivotal role at a company that values integrity and consumer protection.
