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- Tasks: Join our Compliance & Risk team to ensure regulatory adherence and promote a strong compliance culture.
- Company: A leading regulated insurance group focused on governance and risk management.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Make a real impact by ensuring compliance and protecting our reputation in the insurance sector.
- Qualifications: Experience in compliance within the insurance industry and strong analytical skills.
- Other info: Opportunity for career growth in a fast-paced, supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
A regulated insurance group is seeking a Compliance Monitoring Officer to join its Compliance & Risk team. The Compliance function plays a critical role in ensuring the business operates in line with FCA requirements, protects its reputation, and embeds strong governance, risk and compliance practices across the organisation.
This role is focused on operating and delivering the Compliance Monitoring Programme, carrying out thematic and periodic reviews, and providing insight and assurance to senior management on conduct risk, regulatory adherence and control effectiveness. You’ll work closely with first-line teams, acting as a key point of contact for compliance monitoring activity while promoting a strong compliance culture across the business.
Key Responsibilities:- Operate the Compliance Monitoring Programme, ensuring all monitoring activity is delivered accurately, consistently and on time.
- Conduct periodic and thematic compliance monitoring reviews across operational business areas, including outsourced activities and third-party suppliers.
- Assess adherence to FCA regulations, internal policies, procedures and conduct standards, identifying gaps and areas of improvement.
- Produce clear, well-evidenced monitoring reports, documenting findings, risk ratings and pragmatic recommendations.
- Track and follow up on agreed actions, ensuring timely remediation and effective closure of issues.
- Identify emerging conduct, compliance and regulatory risks through monitoring activity and escalate appropriately.
- Support first-line teams by providing guidance on compliance requirements, conduct risk and regulatory expectations.
- Maintain accurate records of monitoring activity, findings, incidents and breaches in line with governance standards.
- Support regulatory reporting and the preparation of compliance MI for senior management and governance forums.
- Assist with risk assessments relating to compliance and conduct risk across the business.
- Contribute to maintaining and enhancing compliance policies, procedures and monitoring frameworks.
- Keep up to date with FCA and regulatory developments relevant to the insurance sector.
- Proven compliance experience within the insurance industry.
- Strong working knowledge of FCA regulations and conduct risk requirements.
- Experience delivering compliance monitoring reviews or assurance activities.
- Ability to interpret regulations and assess their practical application within operational environments.
- Strong analytical and investigative skills, with high attention to detail.
- Confident communicator, able to engage, influence and challenge stakeholders constructively.
- Experience producing clear monitoring reports and management information.
- Comfortable working independently and managing multiple priorities in a fast-paced environment.
- Strong written and verbal communication skills, with the ability to adapt style to different audiences.
Compliance Monitoring Officer in Nottingham employer: MERJE
Contact Detail:
MERJE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Officer in Nottingham
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and insurance sectors on LinkedIn. Join relevant groups, attend webinars, and don’t be shy about asking for informational interviews. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews by brushing up on FCA regulations and compliance practices. We recommend creating a cheat sheet of key topics and questions that might come up. This way, you’ll feel confident and ready to impress when it’s your turn to shine!
✨Tip Number 3
Showcase your analytical skills! During interviews, be ready to discuss specific examples of how you've identified compliance risks or improved processes in previous roles. We love hearing about real-life experiences that demonstrate your expertise.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we’re always looking for passionate individuals who want to make a difference in compliance and risk management. Let’s get you that dream job!
We think you need these skills to ace Compliance Monitoring Officer in Nottingham
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the Compliance Monitoring Officer role. Highlight your experience with FCA regulations and compliance monitoring reviews, as this will show us you’re the right fit for our team.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with our needs. Don’t forget to mention your analytical skills and attention to detail!
Showcase Relevant Experience: When detailing your work history, focus on your compliance experience within the insurance industry. We want to see examples of how you've conducted reviews and produced monitoring reports that made a difference.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at MERJE
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations and conduct risk requirements. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you can apply them practically in your role.
✨Prepare for Compliance Monitoring Scenarios
Think about specific examples from your past experience where you've conducted compliance monitoring reviews or assurance activities. Be ready to share how you identified gaps and made recommendations, as this will demonstrate your analytical skills and attention to detail.
✨Showcase Your Communication Skills
As a Compliance Monitoring Officer, you'll need to engage with various stakeholders. Practice articulating your thoughts clearly and concisely. Consider how you can adapt your communication style to different audiences, as this will be key in influencing and challenging constructively.
✨Demonstrate Your Problem-Solving Ability
Be prepared to discuss how you've tracked and followed up on compliance issues in the past. Highlight your approach to ensuring timely remediation and effective closure of issues, as this will showcase your proactive mindset and ability to manage multiple priorities.
