At a Glance
- Tasks: Lead compliance monitoring reviews and ensure regulatory adherence in a dynamic financial services environment.
- Company: Established UK financial services organisation experiencing growth and regulatory change.
- Benefits: Competitive day rate, high-profile role, and significant stakeholder exposure.
- Other info: Immediate contract opportunity with potential for ongoing development.
- Why this job: Make a real impact on compliance assurance while developing your career in finance.
- Qualifications: Experience in compliance monitoring and strong knowledge of FCA regulations required.
An established and growing UK financial services organisation is seeking an experienced Compliance Manager – Monitoring to support its Compliance function during a period of growth and regulatory change. This is a hands-on contract opportunity for an experienced compliance professional with a strong background in Compliance Monitoring, FCA regulation and regulatory assurance activities. The successful candidate will play a key role in delivering risk-based compliance reviews, providing independent challenge to the business, and helping ensure positive customer outcomes across a range of regulated activities.
The role will be based in Manchester, with an expectation of 4 days per week onsite during the initial contract period.
The Opportunity
Working within the second line Compliance function, you will take ownership of a programme of compliance monitoring activities, conducting both thematic and routine reviews across key business areas. You will provide robust assurance to senior stakeholders, identify areas for improvement, and support the ongoing development of the compliance framework. This role would suit an individual who is comfortable operating independently, engaging with senior stakeholders and delivering high-quality monitoring reviews in a fast-paced financial services environment.
Key Responsibilities
- Deliver risk-based compliance monitoring reviews across regulated business activities.
- Plan, scope, execute and report on thematic and routine monitoring reviews.
- Assess compliance with FCA regulatory requirements, internal policies and customer outcome expectations.
- Produce clear and concise monitoring reports, identifying findings, root causes and practical recommendations.
- Track remediation actions and provide effective challenge to business stakeholders.
- Support the ongoing development and enhancement of the Compliance Monitoring Plan.
- Provide regulatory guidance and practical compliance advice where required.
- Review emerging regulatory developments and assess potential business impacts.
- Contribute to compliance reporting provided to senior management and governance committees.
- Promote a strong culture of customer-centricity, conduct and regulatory compliance across the organisation.
- Support continuous improvement of compliance frameworks, policies and monitoring methodologies.
Experience Required
- Significant experience conducting Compliance Monitoring reviews within a regulated financial services environment.
- Strong working knowledge of FCA regulations and expectations.
- Experience producing monitoring reports and presenting findings to senior stakeholders.
- Ability to identify regulatory risks and provide pragmatic, risk-based recommendations.
- Strong analytical, investigative and report-writing skills.
- Experience engaging effectively with first-line business teams and senior management.
- Excellent communication and stakeholder management skills.
- Ability to work independently and deliver high-quality outputs within tight timescales.
Desirable
- Experience within banking, lending, consumer finance or broader retail financial services.
- Knowledge of Consumer Duty and customer outcome frameworks.
- Experience contributing to the development of Compliance Monitoring Plans.
- Exposure to regulatory change and horizon scanning activities.
What's on Offer?
- Immediate contract opportunity.
- High-profile role with significant stakeholder exposure.
- Opportunity to influence compliance assurance activity within a growing financial services business.
- Manchester-based role with an initial expectation of 4 days per week onsite.
- Competitive day rate.
If you are an experienced Compliance Monitoring professional available at short notice and looking for your next contract assignment, we'd be keen to hear from you.
Compliance Manager in Manchester employer: MERJE
Join a dynamic and established financial services organisation in Manchester, where you will play a pivotal role in shaping compliance practices during a period of growth and regulatory change. With a strong emphasis on employee development, a collaborative work culture, and the opportunity to engage with senior stakeholders, this role offers a meaningful chance to influence compliance assurance activities while enjoying a competitive day rate. The company fosters a customer-centric environment, ensuring that your contributions lead to positive outcomes for clients and the business alike.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in Manchester
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like MERJE when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from MERJE!
We think you need these skills to ace Compliance Manager in Manchester
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Manager, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at MERJE. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at MERJE
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at MERJE.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit MERJE in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at MERJE.
