At a Glance
- Tasks: Support compliance activities and contribute to regulatory initiatives in a fast-paced environment.
- Company: Well-known asset management firm with a high-performing compliance team.
- Benefits: Competitive salary, comprehensive package, and opportunities for professional growth.
- Other info: Immediate start available; ideal for motivated individuals with strong organisational skills.
- Why this job: Join a dynamic team and make a real impact on compliance within the investment sector.
- Qualifications: 6-10 years of compliance experience in asset or investment management.
The predicted salary is between 60000 - 80000 £ per year.
MERJE are working with a well known asset management client in their search for a senior Compliance specialist on a 12 month FTC basis. This is a broad, generalist role within a high-performing, fast-paced compliance team, offering exposure across advisory, monitoring, and regulatory change. You’ll play a key role in supporting the business across a wide range of compliance activities while contributing to ongoing projects and regulatory initiatives.
Key Responsibilities
- Provide day-to-day compliance advisory support to the business
- Carry out compliance monitoring and assist with the development and oversight of the compliance monitoring programme.
- Assist with regulatory developments tracking, summarising and implementation where required
- Assist with policy drafting and maintenance where required
- Produce training materials and train employees where required
- Participate in internal/external audits and client due diligence meetings as required
Qualifications
- 6-10 years of generalist compliance experience within an asset or investment management firm
- Understanding of UCITS funds
- Experience with Bloomberg AIM and/or StarCompliance (desirable)
- Strong organisational skills and ability to manage multiple priorities
- Excellent communication skills and ability to build relationships across stakeholders
Looking for someone with excellent technical capability, highly motivated and with a broad based skillset across regulatory compliance within an Asset Management environment. Our client needs someone to start ASAP with a competitive salary and package on offer.
Senior Compliance Officer - 12 Month FTC (Investment) in London employer: MERJE
Join a dynamic and innovative InsureTech company that prioritises compliance and regulatory excellence while fostering a collaborative and forward-thinking work culture. As the Head of Compliance, you will not only lead the UK compliance function but also enjoy flexible hybrid working arrangements, competitive salary packages, and ample opportunities for long-term career development in a high-growth environment. This is your chance to make a meaningful impact in a pivotal role at a company that values integrity and consumer protection.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer - 12 Month FTC (Investment) in London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like MERJE when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from MERJE!
We think you need these skills to ace Senior Compliance Officer - 12 Month FTC (Investment) in London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Senior Compliance Officer - 12 Month FTC (Investment), make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at MERJE. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at MERJE
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at MERJE.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit MERJE in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at MERJE.
