I'm working with a leading FCA-regulated financial services business looking to appoint a Senior Manager to lead its Compliance Monitoring function.
Please note: This is a Regulatory Compliance role and not a Financial Crime Monitoring or AML Assurance position.
The role
- Lead the redesign and implementation of the Compliance Monitoring Programme (CMP).
- Overhaul the existing monitoring framework, introducing a robust, risk-based approach.
- Own and evolve the Compliance Monitoring Plan.
- Lead and develop a small, high-performing Compliance Monitoring team.
- Deliver monitoring reviews, report findings and drive remediation through to completion.
- Partner with senior stakeholders to embed a strong compliance culture and continuously improve the control environment.
About you
- Proven experience owning or significantly enhancing a Compliance Monitoring Programme within an FCA-regulated firm.
- Strong knowledge of FCA regulatory requirements and monitoring methodologies.
- Experience gained within a fast-paced financial services environment, ideally where change and growth are a constant.
- A proactive, hands-on leader who enjoys building, improving and challenging the status quo rather than simply maintaining an existing framework.
- Comfortable influencing senior stakeholders, taking ownership and making things happen.
London (Hybrid - 3 days in the office)
Up to £125,000 pa base + excellent package
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Senior Compliance Monitoring Manager in London employer: MERJE
As a leading wealth manager, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our Compliance Analysts play a crucial role in shaping our compliance monitoring framework, with access to cutting-edge tools and resources, while enjoying a supportive environment that encourages innovation and collaboration. Located in a vibrant financial hub, we offer competitive benefits and opportunities for professional advancement, making us an exceptional employer for those seeking meaningful and rewarding careers in the financial services sector.
