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- Tasks: Provide expert compliance advice and oversight in a fast-paced trading environment.
- Company: Join a growing institutional trading business with a collaborative culture.
- Benefits: Competitive salary, career growth, and the chance to influence market strategies.
- Other info: Be part of a high-performing team where compliance drives business success.
- Why this job: Make a real impact on trading activities and product development in global markets.
- Qualifications: 8-10 years in compliance advisory with strong knowledge of trading products.
The predicted salary is between 80000 - 100000 £ per year.
MERJE are excited to be supporting a growing institutional and wholesale markets trading business in their search for an experienced compliance advisory specialist. This is a high-impact 2nd line role, providing independent advice, oversight, and constructive challenge across complex trading activities, institutional client relationships, and product development.
You’ll work closely with front office, trading, and product teams to ensure regulatory and conduct risks are effectively managed, while enabling the business to deliver sophisticated market-facing solutions across derivatives, FX, equities, and digital assets. This is an opportunity to operate at the centre of a fast-paced, global trading environment—where your insight will directly influence product strategy, market expansion, and risk management decisions.
What you’ll be doing
- Advisory & Challenge – Provide expert Line 2 advice on institutional products, trading activity, and client solutions, including new product launches, market expansion, and complex distribution models.
- Product & Market Oversight – Assess regulatory implications across wholesale markets (e.g. MiFID II, EMIR, MAR), ensuring robust governance and controls are in place.
- Front Office Partnership – Work closely with trading desks and business leaders to support commercial initiatives while maintaining strong market conduct and regulatory standards.
- Risk & Escalation – Act as a key escalation point for significant compliance and conduct matters, including market abuse, conflicts of interest, and client categorisation.
- Thematic Insight – Identify emerging risks across institutional business lines and provide clear, actionable insights to senior stakeholders.
- Frameworks & Controls – Support the development and embedding of compliance frameworks tailored to wholesale and institutional activities.
- Regulatory Engagement – Contribute to regulatory interactions and internal governance relating to trading and institutional client services.
What we’re looking for
- 8–10 years’ experience in compliance advisory within institutional / wholesale financial markets.
- Strong knowledge of trading products such as derivatives, FX, equities, and structured products.
- Deep understanding of UK and European regulatory frameworks (e.g. MiFID II, MAR, EMIR).
- Experience supporting front office or trading environments.
- Proven ability to manage complex regulatory issues and provide credible challenge to senior stakeholders.
- A commercial mindset with the ability to balance risk management and business growth.
- Work at the heart of a global, multi-asset trading business.
- Influence strategy across institutional products and market-facing activities.
- Partner directly with front office and senior leadership.
- Be part of a collaborative, high-performing team where compliance is seen as a strategic enabler, not a blocker.
What success looks like
- Effective management of compliance and conduct risks across institutional products and clients.
- High-quality, pragmatic advice supporting complex trading and market activity.
- Strong oversight and resolution of regulatory issues.
- Trusted partnerships with front office, risk, and senior stakeholders.
If you’re looking to step into a role with real breadth, visibility, and impact across institutional markets, this is a strong opportunity to do so.
Senior Compliance Advisory Manager - Institutional in London employer: MERJE
Contact Detail:
MERJE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisory Manager - Institutional in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, webinars, or even casual meet-ups. The more you engage with others, the better your chances of hearing about opportunities that might not even be advertised.
✨Showcase Your Expertise
When you get the chance to chat with potential employers, don’t hold back! Share your insights on compliance and trading products. This will not only demonstrate your knowledge but also show that you’re genuinely interested in the role and the company.
✨Prepare for the Unexpected
Interviews can throw curveballs, so be ready for anything! Brush up on your knowledge of regulatory frameworks like MiFID II and EMIR, and think about how you can apply that knowledge to real-world scenarios in the trading environment.
✨Apply Through Our Website
Don’t forget to check out our website for the latest job openings! Applying directly through us not only shows your interest but also gives you a better chance of standing out in the crowd. We’re here to help you land that dream job!
We think you need these skills to ace Senior Compliance Advisory Manager - Institutional in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Senior Compliance Advisory Manager. Highlight your experience in compliance advisory within institutional markets and showcase your knowledge of trading products like derivatives and FX.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences where you've provided expert advice or managed complex regulatory issues, and how that aligns with what we’re looking for.
Showcase Your Regulatory Knowledge: We want to see your understanding of UK and European regulatory frameworks. Make sure to mention any relevant regulations like MiFID II or EMIR in your application, and how you've navigated these in past roles.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to see what you bring to the table!
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on key regulations like MiFID II, EMIR, and MAR. Being able to discuss these frameworks confidently will show that you understand the compliance landscape and can provide valuable insights.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance advice in previous roles. Highlight situations where your input influenced product strategy or risk management decisions, as this will demonstrate your ability to challenge constructively.
✨Understand the Trading Environment
Familiarise yourself with the trading products mentioned in the job description, such as derivatives, FX, and equities. Being able to speak knowledgeably about these products will help you connect with the front office and trading teams.
✨Build Relationships
Think about how you can establish trust with senior stakeholders. Prepare to discuss your approach to collaboration and how you've successfully partnered with front office teams in the past to balance risk management with business growth.