At a Glance
- Tasks: Lead and deliver regulatory advisory projects for wealth management clients.
- Company: Dynamic consulting firm specialising in regulatory advisory services.
- Benefits: Autonomy in your role, career growth, and the chance to shape client solutions.
- Other info: Join a growing team with opportunities to represent the firm at industry events.
- Why this job: Make a real impact in the financial services sector while enhancing your expertise.
- Qualifications: Experience in regulatory consulting and knowledge of UK financial regulations.
The predicted salary is between 70000 - 90000 £ per year.
MERJE are currently supporting this dynamic and ambitious consulting firm that specialises in providing regulatory advisory services to a wide range of clients across the Financial Services industry.
Responsibilities
- Leading the management and delivery of advisory engagements to their wealth management & retail investment clients base.
- Oversee the delivery of multiple client projects, encompassing project planning, budgeting, scheduling and resource allocation.
- Lead the development of bespoke solutions to enable their clients to meet their regulatory and operational obligations.
- Act as the primary point of contact for a portfolio of projects managing client expectations, delegating tasks as needed, reviewing colleagues’ work and facilitating communication regarding project needs such as budget expansions or timeline extensions.
- Take a proactive role in business development initiatives, including generating quality thought leadership content, engaging stakeholders, preparing polished proposals and delivering presentations.
- Represent the firm at industry events to enhance brand visibility.
- Stay informed about regulatory developments and understand their potential impact on client operations, ensuring the delivery of relevant and accurate regulatory advisory services.
Requirements
- Previous regulatory consulting experience gained within either a Big 4, Top 10 or boutique regulatory consulting practice.
- Specifically supported clients across the wealth management or retail investment space.
- Deep knowledge and a practical understanding of the UK financial services sector and UK regulatory framework, including the FCA Handbook, associated guidance, approach to policy development, supervision and enforcement.
- Multi-tasking ability, highly organised and strong attention to detail.
- Ability to manage individuals and or small teams.
- Ability to confidently interact with Board and Executive-level clients.
- Strong ability to communicate effectively and openly with team members.
Great opportunity to join a growing regulatory consulting business where you have absolute autonomy to help them continue to evolve their wealth management advisory offering.
Principal Consultant - Regulatory Consultant (Wealth or Asset) in London employer: MERJE
Join a dynamic and innovative InsureTech company that prioritises compliance and regulatory excellence while fostering a collaborative and forward-thinking work culture. As the Head of Compliance, you will not only lead the UK compliance function but also enjoy flexible hybrid working arrangements, competitive salary packages, and ample opportunities for long-term career development in a high-growth environment. This is your chance to make a meaningful impact in a pivotal role at a company that values integrity and consumer protection.
