An international broker-dealer in London is seeking a Compliance Officer for a 12-month FTC to cover maternity leave. The role offers a chance to engage closely with senior stakeholders and work within a collaborative environment. Responsibilities include supporting the Compliance Monitoring Plan, handling SMCR tasks, and assisting with regulatory reporting. Ideal candidates will have a solid background in compliance within financial services and are comfortable with Excel. The position allows for a hybrid working model (3 days in office, 2 days remote).
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Contact Detail:
MERJE Recruiting Team