At a Glance
- Tasks: Support regulatory compliance and risk management in a collaborative team.
- Company: Well-established Fund Management company in London with a strong reputation.
- Benefits: Competitive salary, hybrid working, and a focus on professional development.
- Other info: Dynamic environment with opportunities for career growth and continuous learning.
- Why this job: Gain broad exposure to compliance and risk while working with senior stakeholders.
- Qualifications: Experience in Compliance or Risk within regulated financial services.
The predicted salary is between 40000 - 50000 £ per year.
An exciting opportunity has arisen for an ambitious Compliance Analyst to join a well-established and highly regarded Fund Management company in London. This role offers broad exposure across regulatory compliance, governance, risk management and internal controls, making it an excellent opportunity for someone looking to develop their career within a second-line Compliance function.
Working as part of a collaborative Risk & Compliance team, you will support the delivery of key regulatory and compliance activities while helping to maintain a strong risk and control environment across the business.
Key Responsibilities
- Assist in the production of regular and ad hoc Risk & Compliance reporting for senior management, governance committees and external stakeholders.
- Undertake day-to-day compliance monitoring activities, including personal account dealing, gifts and hospitality, and outside business interests.
- Deliver compliance induction training to new employees and support wider compliance awareness initiatives.
- Assist with regulatory and client due diligence requests.
- Support the administration and maintenance of compliance and risk management systems.
- Coordinate activities relating to internal audits, including planning, tracking actions and stakeholder engagement.
- Contribute to regulatory change initiatives, risk projects and broader compliance activities as required.
About You
- Experience within a Compliance, Risk or Governance role in a regulated financial services environment.
- A good understanding of FCA regulatory requirements and compliance best practice.
- Knowledge of compliance monitoring, conduct risk, regulatory reporting or risk management frameworks.
- Strong organisational skills with the ability to manage multiple priorities effectively.
- Excellent attention to detail and a methodical approach to work.
- Strong communication and stakeholder management skills.
- A proactive attitude and genuine interest in developing a career in Compliance and Risk.
What's on Offer
- Exposure to a broad range of Compliance and Risk disciplines.
- Opportunity to work closely with senior stakeholders across the business.
- A supportive environment focused on professional development and continuous learning.
- Hybrid working and flexible location options.
- Competitive salary and benefits package.
This is an excellent opportunity for a Compliance or Risk professional looking to broaden their experience and take the next step in their career within a dynamic and regulated environment.
Compliance Analyst - Fund Management in London employer: MERJE
Join a prestigious Fund Management company in London, where you will thrive in a collaborative Risk & Compliance team dedicated to professional growth and continuous learning. With a strong focus on employee development, hybrid working options, and exposure to senior stakeholders, this role offers a unique opportunity to enhance your career in a dynamic regulatory environment while enjoying a competitive salary and benefits package.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst - Fund Management in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like MERJE looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst - Fund Management in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at MERJE. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at MERJE
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with MERJE’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
