At a Glance
- Tasks: Lead a high-performing Compliance Advisory team and shape the organisation's regulatory strategy.
- Company: Well-respected financial services business with a strong culture and history.
- Benefits: Competitive salary of £90,000 plus benefits and hybrid working model.
- Why this job: Make a real impact on compliance culture and drive innovation in a dynamic environment.
- Qualifications: Expert knowledge of UK regulatory frameworks and extensive experience in compliance advisory.
- Other info: Opportunity to engage with senior leaders and influence strategic decision-making.
The predicted salary is between 72000 - 108000 £ per year.
Hybrid - 2 days office p/wc. £90,000 + Benefits
MERJE are proud to be supporting a well-respected financial services business with a great culture and long history.
Role overview
As the strategic leader of the Compliance Advisory function, you will play a pivotal role in shaping the organisation’s regulatory posture and embedding a culture of proactive compliance across all levels. Operating at the intersection of regulation, risk, and strategic ambition, you will ensure regulatory interpretation is accurate and aligned with the business’s long-term goals and customer-focused values.
You will set the strategic direction for compliance advice, influence executive decision-making, and enable the organisation to navigate complex regulatory landscapes with confidence and agility. Through thought leadership, horizon scanning, and senior stakeholder engagement, you will drive forward a compliance agenda that supports innovation, resilience, and sustainable growth.
Key responsibilities
- Lead and develop a high-performing Compliance Advisory team, fostering a culture of integrity, curiosity, and continuous improvement.
- Support the Director of Compliance, Financial Crime & DPO in shaping a positive compliance and conduct culture across the business.
- Represent the function at executive forums and steering groups, acting as deputy when required.
- Influence senior leaders with commercially aware, risk-based advice that embeds regulatory thinking into business processes.
- Oversee regulatory input into new propositions, operational activities, and incident management to ensure a controlled, customer-centric approach.
- Optimise resource allocation and prioritisation to align advisory activity with strategic goals and emerging risks.
- Build and maintain trusted relationships with internal and external stakeholders as a credible voice on regulatory matters.
- Translate regulatory developments into actionable insights, keeping the organisation agile and well-prepared.
- Drive regulatory change initiatives and contribute to cross-functional compliance programmes.
About you
Knowledge and skills
- Expert knowledge of UK regulatory frameworks, with the ability to provide strategic guidance.
- Proven capability to deliver clear, risk-aware advice across enterprise-wide processes.
- Strong influencing skills at senior levels, including executive and board engagement.
- Ability to anticipate regulatory change and translate developments into strategic implications.
- Exceptional communication skills, distilling complex regulatory requirements for varied audiences.
- Analytical and solution-focused mindset, balancing compliance with commercial ambition.
Experience
- Extensive experience leading compliance advisory functions within financial services.
- Demonstrated leadership in building high-performing teams and fostering a culture of accountability and curiosity.
- Proven ability to operate across complex stakeholder landscapes, driving alignment and collaboration.
- Deep understanding of FCA regulatory frameworks; PRA familiarity advantageous.
- Strong strategic acumen, anticipating regulatory change and positioning the organisation for long-term success.
Behaviours
- Engage confidently at executive and board levels, translating regulatory concepts into strategic insights.
- Apply sound judgement balancing regulatory expectations with business objectives.
- Build trusted relationships across functions, embedding compliance into strategic and operational activities.
- Anticipate regulatory shifts and emerging risks, providing proactive advice to future-proof compliance posture.
- Operate with autonomy and authority, leading by example and fostering continuous improvement.
Head of Compliance Advisory employer: MERJE
Contact Detail:
MERJE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance Advisory
✨Tip Number 1
Network like a pro! Get out there and connect with people in the financial services sector. Attend industry events, webinars, or even local meetups. The more people you know, the better your chances of landing that Head of Compliance Advisory role.
✨Tip Number 2
Show off your expertise! When you get the chance to chat with potential employers, make sure to highlight your knowledge of UK regulatory frameworks and your experience in leading compliance teams. This is your moment to shine and demonstrate why you're the perfect fit for the job.
✨Tip Number 3
Prepare for interviews by anticipating questions about regulatory changes and how they impact business strategy. Think about examples from your past experiences where you've successfully navigated complex regulatory landscapes. This will show that you can bring value to their organisation.
✨Tip Number 4
Don't forget to apply through our website! We want to see your application and help you on your journey to becoming the Head of Compliance Advisory. Plus, it’s a great way to stay updated on any new opportunities that pop up.
We think you need these skills to ace Head of Compliance Advisory
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Head of Compliance Advisory. Highlight your experience with UK regulatory frameworks and any leadership roles you've held in compliance advisory functions. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our culture of integrity and continuous improvement. Be sure to mention specific examples from your past that demonstrate your strategic thinking.
Showcase Your Communication Skills: As a leader, you'll need to distil complex regulatory requirements for various audiences. In your application, make sure to showcase your exceptional communication skills. We love clear, concise language that gets straight to the point!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it shows you're keen on joining our team!
How to prepare for a job interview at MERJE
✨Know Your Regulations Inside Out
As a candidate for the Head of Compliance Advisory role, it's crucial to have a deep understanding of UK regulatory frameworks. Brush up on the FCA and PRA guidelines, and be ready to discuss how these regulations can impact strategic decisions within the organisation.
✨Showcase Your Leadership Skills
Prepare examples that highlight your experience in leading high-performing teams. Think about specific instances where you fostered a culture of accountability and curiosity, and be ready to share how you influenced senior leaders with your risk-based advice.
✨Communicate Complex Ideas Simply
You’ll need exceptional communication skills to distil complex regulatory requirements for varied audiences. Practice explaining intricate concepts in straightforward terms, as this will demonstrate your ability to engage effectively with stakeholders at all levels.
✨Be Proactive About Regulatory Changes
Anticipating regulatory shifts is key in this role. Prepare to discuss how you've previously identified emerging risks and provided proactive advice to future-proof compliance postures. This will show your strategic acumen and readiness to navigate complex landscapes.