At a Glance
- Tasks: Lead a compliance team and ensure effective regulatory monitoring and advice.
- Company: Rapidly growing consumer finance business with a strong compliance culture.
- Benefits: Pension scheme, life assurance, professional development, and employee wellbeing benefits.
- Other info: Genuine opportunities for career progression in a supportive environment.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: Experience in regulatory compliance within financial services and team management skills.
The predicted salary is between 70000 - 90000 £ per year.
An exciting opportunity has arisen for an experienced compliance professional to join a well-established and rapidly growing consumer finance business as a Regulatory Compliance Team Manager. This is a key second-line role reporting to the Head of Compliance, with responsibility for leading a small team and ensuring the effective delivery of compliance monitoring, regulatory advice, policy management, and risk oversight activities. The successful candidate will play a pivotal role in maintaining a robust compliance framework while supporting the business in meeting its regulatory obligations and delivering positive customer outcomes.
Key Responsibilities
- Lead, coach and develop a small Compliance team
- Manage the delivery of the Compliance Monitoring Plan
- Review and challenge compliance outputs, ensuring consistency and quality
- Oversee the identification, escalation and remediation of compliance issues
- Support the maintenance of policies, procedures and regulatory controls
- Provide practical regulatory advice and guidance across the business
- Monitor regulatory developments and support change implementation
- Produce compliance reporting for senior management and governance forums
- Promote a strong compliance culture throughout the organisation
About You
You will be an experienced compliance professional with a background in consumer credit, lending, or a similar FCA-regulated environment.
Essential Experience
- Regulatory compliance experience within financial services
- Experience managing, mentoring or developing team members
- Conducting compliance monitoring reviews and providing meaningful challenge
- Supporting regulatory change initiatives and compliance improvements
- Producing clear, practical and risk-based compliance advice
Knowledge Skills
- Strong understanding of FCA regulation, including Consumer Duty, CONC, SYSC and PRIN
- Knowledge of the Consumer Credit Act and data protection requirements
- Excellent stakeholder management and communication skills
- Strong analytical and organisational abilities
- High attention to detail and commitment to quality
- Ability to balance regulatory requirements with commercial objectives
What’s on Offer?
- Pension scheme
- Life assurance
- Professional development support
- Employee wellbeing benefits
- Free parking
- A collaborative and supportive working environment
- Genuine opportunities for career progression and development
This role would suit an ambitious compliance professional looking to take the next step in their career or an established compliance leader seeking a fresh challenge within a growing and customer-focused financial services organisation.
Director, Regulatory & Quality Compliance employer: MERJE
Join a dynamic and rapidly growing consumer finance business that prioritises compliance and employee development. With a strong focus on fostering a collaborative work culture, we offer comprehensive professional development support, a robust pension scheme, and employee wellbeing benefits, all within a supportive environment that encourages career progression. This is an excellent opportunity for compliance professionals to make a meaningful impact while enjoying the advantages of working in a thriving sector.
StudySmarter Expert Advice🤫
We think this is how you could land Director, Regulatory & Quality Compliance
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. Be ready to discuss how you've tackled compliance challenges in the past and how you can bring that experience to the table.
✨Tip Number 3
Showcase your leadership skills! If you're applying for a managerial role, be prepared to talk about how you've developed teams and fostered a strong compliance culture in previous positions.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Director, Regulatory & Quality Compliance
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your regulatory compliance experience and any leadership roles you've had, as we want to see how you can lead our Compliance team.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background in consumer finance aligns with our needs. We love seeing genuine enthusiasm for the role!
Showcase Your Achievements:Don’t just list your responsibilities; share specific achievements that demonstrate your impact in previous roles. Whether it's improving compliance processes or mentoring team members, we want to know how you've made a difference.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially around Consumer Duty and the Consumer Credit Act. Being able to discuss these in detail will show that you’re not just familiar with the rules but can also apply them practically.
✨Showcase Your Leadership Skills
As a Director, you'll need to lead a team effectively. Prepare examples of how you've coached or developed team members in the past. Highlighting your experience in managing compliance teams will demonstrate your capability to take on this role.
✨Prepare for Scenario Questions
Expect questions about how you would handle specific compliance issues or regulatory changes. Think through potential scenarios and how you would approach them, focusing on your analytical skills and attention to detail.
✨Communicate Clearly
Strong communication is key in this role. Practice articulating your thoughts clearly and concisely. Be ready to explain complex compliance concepts in a way that’s easy to understand, as you’ll need to provide practical advice across the business.
