At a Glance
- Tasks: Ensure compliance with FCA regulations and support business growth initiatives.
- Company: A dynamic Independent Financial Advice firm with ambitious growth plans.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Opportunity for career advancement in a thriving financial services sector.
- Why this job: Join a client-focused team and make a real impact on compliance standards.
- Qualifications: Experience in IFA compliance and strong communication skills.
The predicted salary is between 50000 - 60000 £ per year.
MERJE is partnering with a growing Independent Financial Advice firm that is looking to appoint a Compliance Manager to support the business through its next phase of growth.
This is an excellent opportunity for an experienced IFA Compliance professional who enjoys working closely with advisers and senior management, whilst playing a key role in maintaining regulatory standards and supporting business development initiatives.
The successful candidate will join a well-established advice business with ambitious growth plans and a strong client-centric culture.
Key
Responsibilities: Monitor and ensure adherence to FCA regulations and internal policies.
Conduct compliance monitoring reviews, audits, file checks, and risk assessments.
Manage and support the Training
Compliance Manager - IFA employer: MERJE
Join a dynamic and innovative InsureTech company that prioritises compliance and regulatory excellence while fostering a collaborative and forward-thinking work culture. As the Head of Compliance, you will not only lead the UK compliance function but also enjoy flexible hybrid working arrangements, competitive salary packages, and ample opportunities for long-term career development in a high-growth environment. This is your chance to make a meaningful impact in a pivotal role at a company that values integrity and consumer protection.
