At a Glance
- Tasks: Oversee compliance for financial promotions and collaborate with marketing and product teams.
- Company: Join a leading global FinTech with strong growth and innovation.
- Benefits: Competitive salary, career development, and a dynamic work environment.
- Other info: Be part of a collaborative team within a globally recognised FTSE 250 organisation.
- Why this job: Make a real impact by shaping compliance strategies in a fast-paced setting.
- Qualifications: 5-8 years of compliance experience in financial services and knowledge of UK regulations.
The predicted salary is between 60000 - 75000 € per year.
MERJE are delighted to be supporting this leading global FinTech in their search for a Compliance Manager to join their established team. This is a fantastic opportunity to join a high-performing online trading platform which combines scale, innovation, and strong commercial momentum.
The Role
- You’ll provide independent oversight, advisory support and constructive challenge across financial promotions and wider business activity.
- You’ll work closely with marketing, product and commercial teams — helping them deliver compliant, customer-focused communications at pace, without losing sight of regulatory expectations.
- This is a role for someone who enjoys being close to the business and influencing outcomes, rather than operating purely as a gatekeeper.
- Review and approve financial promotions in line with FCA requirements (Consumer Duty, COBS, FSMA).
- Provide clear, pragmatic compliance advice across campaigns, digital content and client communications.
- Partner with stakeholders on new products, product changes and strategic initiatives.
- Balance regulatory requirements with commercial objectives and risk appetite.
- Support improvements to financial promotions governance, controls and processes.
- Deliver guidance and training to enhance first-line understanding and reduce rework.
About You
- 5–8 years’ compliance experience within financial services.
- Strong background in financial promotions review and approval.
- Detailed knowledge of UK regulatory requirements (FCA, Consumer Duty, COBS).
- Experience working in fast-paced, commercially driven environments.
- Confident communicator with the ability to challenge and influence stakeholders.
- Commercially aware, pragmatic, and solutions-focused.
Join a globally recognised, FTSE 250 organisation with significant growth ambitions. Work in a highly collaborative, forward-thinking compliance function. Opportunity to shape and influence financial promotions strategy and standards.
Compliance Manager (Fin Proms) - Trading Platform employer: MERJE
Join a globally recognised, FTSE 250 FinTech company that champions innovation and growth in the financial services sector. As a Compliance Manager, you'll thrive in a collaborative work culture that values your insights and encourages professional development, all while being part of a dynamic team that influences key business outcomes. With a focus on compliance excellence and customer-centric communications, this role offers you the chance to make a meaningful impact in a fast-paced environment.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager (Fin Proms) - Trading Platform
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and financial promotions. We recommend creating a cheat sheet with key points to discuss how you can balance compliance with commercial objectives.
✨Tip Number 3
Showcase your communication skills! During interviews, be ready to share examples of how you've influenced stakeholders or improved processes. This will highlight your ability to be more than just a gatekeeper.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Manager (Fin Proms) - Trading Platform
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the Compliance Manager role. Highlight your experience in financial promotions and compliance, especially any work with FCA requirements. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the FinTech space and how you can influence outcomes. We love seeing personality, so don’t be afraid to let yours show through.
Showcase Your Communication Skills:As a Compliance Manager, you'll need to communicate effectively with various teams. In your application, give examples of how you've successfully influenced stakeholders or provided clear compliance advice in the past. We’re looking for those confident communicators!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on the UK regulatory requirements, especially those related to FCA, Consumer Duty, and COBS. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can apply it practically in a fast-paced environment.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've successfully partnered with marketing, product, and commercial teams in the past. Highlight your ability to influence outcomes and provide constructive challenge, as this role requires a collaborative approach rather than just gatekeeping.
✨Be Solutions-Focused
Think about times when you’ve balanced regulatory requirements with commercial objectives. Be ready to discuss how you’ve provided clear, pragmatic compliance advice that supports business goals while ensuring adherence to regulations.
✨Prepare for Scenario Questions
Expect scenario-based questions where you’ll need to demonstrate your problem-solving skills. Practice articulating how you would handle specific compliance challenges, particularly in relation to financial promotions and governance improvements.
