A leading Commodities Broker in London is looking for an experienced Compliance Manager to join their team.
Key Responsibilities:
- Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting).
- Oversee and guide the compliance monitoring plan.
- Provide timely front-office compliance advice on trading and regulatory matters.
- Lead compliance training, including SMCR certification and KYC policy updates.
- Maintain and refine compliance policies, procedures, and regulatory reporting.
Key Requirements:
- Strong knowledge of commodities derivatives markets (base metals).
- In-depth understanding of LME regulatory requirements.
- Experience with OTC commodities and FX markets.
- Expertise in EMIR, MiFID II, SMCR, IFPR, and Dodd-Frank.
- Practical application of FCA regulations, including COBS, SYSC, MAR, and SUP
Contact Detail:
MERJE Recruiting Team