At a Glance
- Tasks: Lead compliance initiatives and provide expert advice on trading regulations.
- Company: Join a top-tier Commodities Broker based in the heart of London.
- Benefits: Enjoy competitive pay, professional development opportunities, and a dynamic work environment.
- Other info: Ideal for those passionate about compliance and looking to make a difference.
- Why this job: Be at the forefront of regulatory compliance in a fast-paced industry with significant impact.
- Qualifications: Strong knowledge of commodities markets and relevant regulatory frameworks required.
The predicted salary is between 48000 - 72000 € per year.
A leading Commodities Broker in London is looking for an experienced Compliance Manager to join their team.
Key Responsibilities:
- Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting).
- Oversee and guide the compliance monitoring plan.
- Provide timely front-office compliance advice on trading and regulatory matters.
- Lead compliance training, including SMCR certification and KYC policy updates.
- Maintain and refine compliance policies, procedures, and regulatory reporting.
Key Requirements:
- Strong knowledge of commodities derivatives markets (base metals).
- In-depth understanding of LME regulatory requirements.
- Experience with OTC commodities and FX markets.
- Expertise in EMIR, MiFID II, SMCR, IFPR, and Dodd-Frank.
- Practical application of FCA regulations, including COBS, SYSC, MAR, and SUP.
Compliance Manager - Commodities in London employer: MERJE
As a leading Commodities Broker in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our team enjoys comprehensive benefits, including ongoing training opportunities and a supportive environment that encourages innovation and collaboration, making us an excellent employer for those seeking a meaningful career in compliance within the commodities sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Commodities in London
✨Tip Number 1
Network with professionals in the commodities sector, especially those who have experience in compliance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance management.
✨Tip Number 2
Familiarise yourself with the specific regulatory frameworks mentioned in the job description, such as MiFIR and EMIR. Consider joining relevant online forums or groups where compliance professionals discuss these regulations to deepen your understanding and showcase your knowledge during interviews.
✨Tip Number 3
Prepare to demonstrate your practical experience with compliance training and policy updates. Think of examples from your past roles where you successfully led training sessions or implemented new compliance procedures, as this will be crucial in showcasing your fit for the role.
✨Tip Number 4
Stay updated on the latest developments in the commodities derivatives markets and regulatory changes. Subscribe to industry newsletters or follow key regulatory bodies on social media to ensure you can speak knowledgeably about current issues during your interview.
We think you need these skills to ace Compliance Manager - Commodities in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your experience in compliance, particularly in commodities derivatives markets. Emphasise your knowledge of LME regulatory requirements and any relevant certifications.
Craft a Strong Cover Letter:In your cover letter, explain why you are the perfect fit for the Compliance Manager role. Mention specific experiences that relate to MiFIR/EMIR reporting and your ability to provide compliance advice on trading matters.
Showcase Relevant Experience:When detailing your work history, focus on roles where you managed compliance monitoring plans or led compliance training. Highlight your expertise in EMIR, MiFID II, and other relevant regulations.
Proofread Your Application:Before submitting, carefully proofread your application for any errors. A polished application reflects your attention to detail, which is crucial for a Compliance Manager.
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you have a solid understanding of the key regulations mentioned in the job description, such as EMIR, MiFID II, and SMCR. Be prepared to discuss how these regulations impact compliance in the commodities market.
✨Showcase Your Experience
Highlight your previous experience in compliance management, especially in relation to commodities derivatives and OTC markets. Use specific examples to demonstrate your expertise and how you've successfully navigated complex regulatory environments.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you resolved them, particularly in relation to trading and regulatory matters.
✨Emphasise Training and Development
Since leading compliance training is a key responsibility, be ready to discuss your approach to training and how you ensure that teams are up-to-date with compliance policies and procedures. Share any successful training initiatives you've implemented in the past.
