Compliance File Reviewer - FCA Suitability & Regulatory Assurance

Compliance File Reviewer - FCA Suitability & Regulatory Assurance

Full-Time No working from home possible
M

MERJE is seeking a Compliance File Reviewer on a 12 month fixed-term contract to support a growing portfolio of financial services clients across the UK. The successful candidate will conduct detailed FCA suitability file reviews and provide regulatory assurance across investments, pensions and retail financial advice.

You will work from a base in the North West, North East, Midlands or Yorkshire with a mix of remote work and occasional travel to client sites, collaborating with a team of

#J-18808-Ljbffr

Compliance File Reviewer - FCA Suitability & Regulatory Assurance employer: MERJE

As a leading wealth manager, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our Compliance Analysts play a crucial role in shaping our compliance monitoring framework, with access to cutting-edge tools and resources, while enjoying a supportive environment that encourages innovation and collaboration. Located in a vibrant financial hub, we offer competitive benefits and opportunities for professional advancement, making us an exceptional employer for those seeking meaningful and rewarding careers in the financial services sector.

M

Contact Details:

MERJE Recruitment Team