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- Tasks: Join a small team to monitor compliance and ensure regulatory adherence.
- Company: MERJE supports a boutique Private Equity firm in London.
- Benefits: Gain valuable experience in a dynamic environment with potential for growth.
- Why this job: Make an impact by safeguarding the firm's reputation while developing your skills.
- Qualifications: 1-3 years in compliance, strong analytical skills, and relevant qualifications preferred.
- Other info: EU work permit required; feedback may take up to 28 days.
The predicted salary is between 28800 - 48000 £ per year.
MERJE is supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You will be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
Key responsibilities include:
- Identifying and evaluating current and future regulatory changes
- Formulating policies and guidance to safeguard the firm's reputation
- Ensuring thorough compliance with regulations and investment mandates
Experience/Skills/Qualifications:
- Experience in a compliance role within an Asset Management environment (1-3 years)
- Relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels
- Knowledge of the FCA’s regulatory rules relevant to asset managers
- Attention to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems
- Self-supportive and motivated in fostering a positive compliance culture
- Report writing and presentation skills
- Academic background (relevant compliance qualifications such as CISI desirable)
Please note, if feedback is not received within 28 days due to the large volume of applications, your application will be considered unsuccessful.
Compliance Associate - Asset Management employer: MERJE
Contact Detail:
MERJE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate - Asset Management
✨Tip Number 1
Familiarise yourself with the FCA’s regulatory rules relevant to asset managers. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 2
Network with professionals in the asset management and compliance sectors. Attend industry events or join relevant online forums to build relationships that could lead to referrals or insider information about the role.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Highlight your analytical skills and attention to detail, as these are crucial for the Compliance Associate position.
✨Tip Number 4
Showcase your ability to foster a positive compliance culture in your conversations. Think of ways you can contribute to team dynamics and compliance initiatives, as this will resonate well with potential employers.
We think you need these skills to ace Compliance Associate - Asset Management
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance within the asset management sector. Emphasise any specific roles or projects that demonstrate your understanding of FCA regulations and compliance monitoring.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying to this position. Mention your relationship-building skills and how you can contribute to fostering a positive compliance culture within the firm.
Highlight Relevant Qualifications: If you have any compliance qualifications, such as CISI, be sure to mention them prominently in your application. This will show your commitment to the field and enhance your credibility.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial for a compliance role.
How to prepare for a job interview at MERJE
✨Know Your Regulations
Familiarise yourself with the FCA’s regulatory rules relevant to asset managers. Being able to discuss these regulations confidently will demonstrate your expertise and show that you are proactive in staying updated on compliance matters.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles. Discuss specific situations where your attention to detail helped identify compliance issues or improve processes, as this is crucial for a Compliance Associate.
✨Build Rapport
Highlight your relationship-building skills during the interview. Be ready to share experiences where you successfully engaged with portfolio managers or colleagues, showcasing your ability to foster a positive compliance culture.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving abilities. Think through potential compliance challenges you might face in the role and how you would approach resolving them, demonstrating your logical thinking and initiative.
