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- Tasks: Support regulatory obligations and contribute to compliance processes in a dynamic environment.
- Company: Join a global investment firm managing over $50bn in assets for elite clients.
- Benefits: Enjoy a collaborative culture with clear progression routes and exposure to international best practices.
- Why this job: Ideal for ambitious individuals seeking a high-impact role with real development opportunities.
- Qualifications: 7 years of compliance experience, strong knowledge of UK/EU regulations, and excellent communication skills required.
- Other info: Hands-on experience in financial crime is a plus; strong Excel skills are beneficial.
The predicted salary is between 43200 - 72000 £ per year.
A global investment firm is looking to hire a Compliance Associate into its London office. This is a fantastic opportunity for a Compliance Associate to join a high-performing, international team within a well-established firm managing over $50bn in assets for institutional and UHNW clients.
The Compliance Associate role is broad, covering core compliance responsibilities with a particular focus on financial crime. As a Compliance Associate, you’ll be supporting the firm’s regulatory obligations across the UK and wider jurisdictions, gaining exposure to a global compliance framework and a collaborative culture. This position is ideal for a Compliance Associate with a solid foundation in compliance who is ready to step into a high-impact, front-footed role with real room for development and long-term progression.
Key Aspects of the Compliance Associate Role:
- Contribute to the firm’s approach on AML, sanctions, anti-bribery, and broader financial crime matters as a Compliance Associate
- Provide regulatory guidance on key frameworks including MiFID II, AIFMD, Market Abuse, and related UK/European regulations
- Help shape internal compliance processes, procedures, and policies as regulations evolve, supporting the compliance team
- Support regulatory submissions and ongoing engagement with the FCA as part of your compliance duties
- Work closely with international colleagues on cross-border compliance initiatives
- Provide input into compliance training and awareness across the business
What you’ll need to be considered for the Compliance Associate role:
- Around 7 years’ experience in a compliance role, ideally within asset or wealth management
- Strong working knowledge of UK and European regulatory frameworks relevant to a Compliance Associate within the buy side
- Hands-on experience in financial crime (AML, CTF, sanctions, ABC)
- Confident working with stakeholders across the business — excellent communication skills are key for this Compliance Associate role
- Proactive, organised, and comfortable juggling varied workstreams in a fast-paced environment
- Strong Excel and analytical skills are a bonus
Why This Compliance Associate Role?
You’ll be joining a collaborative and forward-thinking firm known for its high standards, global presence, and inclusive culture. The compliance function is closely aligned across regions, offering genuine exposure to international best practice and clear progression routes for a Compliance Associate ready to take the next step in their career.
If you’re an ambitious Compliance Associate looking for your next challenge, I’d be happy to share more details or set up a confidential chat.
Compliance Associate employer: MERJE
Contact Detail:
MERJE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Tip Number 1
Network with professionals in the compliance field, especially those working in asset or wealth management. Attend industry events or webinars to connect with potential colleagues and learn about their experiences.
✨Tip Number 2
Stay updated on the latest UK and European regulatory changes relevant to compliance. Subscribe to newsletters or follow regulatory bodies on social media to ensure you’re well-informed and can discuss current trends during interviews.
✨Tip Number 3
Prepare to demonstrate your hands-on experience with financial crime regulations like AML and sanctions. Be ready to share specific examples of how you've contributed to compliance initiatives in previous roles.
✨Tip Number 4
Practice articulating your communication skills, as they are crucial for this role. Consider role-playing scenarios where you explain complex compliance concepts to non-compliance stakeholders to showcase your ability to engage effectively.
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly in financial crime and regulatory frameworks like MiFID II and AIFMD. Use specific examples to demonstrate your skills and achievements.
Craft a Strong Cover Letter: Write a cover letter that reflects your understanding of the role and the firm. Mention your experience with AML, sanctions, and anti-bribery, and explain how you can contribute to their compliance efforts.
Highlight Communication Skills: Since excellent communication is key for this role, provide examples in your application that showcase your ability to work with stakeholders and convey complex compliance information clearly.
Showcase Analytical Skills: If you have strong Excel and analytical skills, make sure to mention them in your application. Provide examples of how you've used these skills in previous roles to support compliance initiatives.
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you have a solid understanding of UK and European regulatory frameworks relevant to the role. Brush up on MiFID II, AIFMD, and Market Abuse regulations, as these will likely come up during your interview.
✨Demonstrate Financial Crime Knowledge
Be prepared to discuss your hands-on experience with financial crime matters such as AML, CTF, and sanctions. Share specific examples of how you've contributed to compliance in these areas in your previous roles.
✨Showcase Communication Skills
Since this role involves working closely with various stakeholders, highlight your excellent communication skills. Prepare to give examples of how you've effectively communicated compliance issues or training in past positions.
✨Exhibit Proactivity and Organisation
The firm values proactive and organised individuals. Be ready to discuss how you manage multiple workstreams in a fast-paced environment, and provide examples of how you've taken initiative in your previous compliance roles.
