At a Glance
- Tasks: Own and enhance compliance frameworks while providing advisory support in a dynamic financial services environment.
- Company: Join a leading regulated financial services business with a focus on governance and regulatory change.
- Benefits: Competitive contract rate, flexible working arrangements, and the chance to make a real impact.
- Other info: Ideal for proactive professionals who thrive in fast-paced environments and enjoy problem-solving.
- Why this job: Step into a key role where your expertise will drive compliance excellence and innovation.
- Qualifications: Experience in compliance advisory and regulatory change within financial services is essential.
The predicted salary is between 59400 - 72600 £ per year.
- Senior Compliance Manager / Compliance Advisory Contractor
- Financial Services | Regulatory Change, Governance & Frameworks
- ASAP Start Date
- Inside IR35
- Initial 3-Month Contract
I am currently looking for an experienced compliance contractor to join a regulated financial services business and immediately take ownership of key compliance activities.
This is not a role for someone who has spent the last few years solely focused on AML, financial crime, transaction reporting, compliance monitoring, auditing, testing or large-scale transformation programmes.
I am looking for someone who can confidently step into a busy environment, operate with minimal supervision, and take ownership of compliance frameworks, governance, regulatory change and advisory responsibilities from day one.
Responsibilities
- Own and enhance the compliance framework.
- Lead regulatory horizon scanning and impact assessments.
- Translate regulatory developments into practical business actions.
- Draft, update and maintain policies, standards and procedures.
- Provide day-to-day compliance advisory support to stakeholders.
- Support governance forums and committee reporting.
- Identify framework and control gaps and drive remediation activity.
- Partner with Risk, Legal and business teams to ensure regulatory requirements are embedded appropriately.
- Support implementation of regulatory change initiatives across the business.
Essential Experience
You must be able to demonstrate experience of
- Compliance advisory within a regulated financial services environment.
- Regulatory change and horizon scanning.
- Drafting and maintaining compliance policies and procedures.
- Compliance framework ownership or enhancement.
- Conducting impact assessments and translating regulations into practical controls.
- Senior stakeholder engagement and governance reporting.
- Operating independently within a second-line compliance function.
- Highly Desirable
- Mi FID.
- SMCR.
- MAR.
- Consumer Duty.
- Governance framework enhancement.
- Markets, trading, fintech, challenger bank or investment services experience.
- Not Suitable For
This role is unlikely to be suitable if your background is primarily
- AML / Financial Crime.
- KYC / CDD.
- Transaction Reporting.
- Regulatory Reporting.
- Compliance Monitoring only.
- Internal Audit.
- Testing & Assurance.
- Programme Management.
- Regulatory Change Project Management without hands-on compliance ownership.
If you're a hands-on compliance professional who enjoys ownership, problem-solving and making things better, I would be very interested in speaking with you.
Senior Compliance Manager / Compliance Advisory Contractor in City of London employer: MERJE
As a leading wealth manager, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our Compliance Analysts play a crucial role in shaping our compliance monitoring framework, with access to cutting-edge tools and resources, while enjoying a supportive environment that encourages innovation and collaboration. Located in a vibrant financial hub, we offer competitive benefits and opportunities for professional advancement, making us an exceptional employer for those seeking meaningful and rewarding careers in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager / Compliance Advisory Contractor in City of London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like MERJE when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from MERJE!
We think you need these skills to ace Senior Compliance Manager / Compliance Advisory Contractor in City of London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Senior Compliance Manager / Compliance Advisory Contractor, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at MERJE. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at MERJE
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at MERJE.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit MERJE in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at MERJE.
