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- Tasks: Review and assess financial advice reports to ensure client interests are met.
- Company: Join a leading wealth management firm with a strong UK presence.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Why this job: Make a real impact by ensuring clients receive the best financial advice.
- Qualifications: Experience in wealth management and strong understanding of financial planning principles.
- Other info: Dynamic role with opportunities for growth in a thriving business.
The predicted salary is between 36000 - 60000 £ per year.
MERJE are working with this well known wealth management business as they look to hire a Business Monitoring specialist in their London Private Client team. The team you will be a part of provides regulated financial and investment advice to all existing clients in the UK and across Europe.
As a Business Monitoring specialist, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in their clients' best interests and meet internal standards.
Overview- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
- Provide feedback to report writers and respond to any follow-up enquiries.
- Discuss possible process improvements with management.
- Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.
- Relevant suitability or assurance type experience gained in a wealth management environment.
- Very strong understanding of financial planning principles with a specialism in pension planning.
- Very strong understanding of the FCA's COBS requirements for suitability.
- Strong people skills with the ability to provide an efficient and professional service.
Great opportunity to join a global wealth management firm with a strong UK presence who have continued to grow the business over the last 5 years.
Business Monitoring Officer - Wealth employer: MERJE
Contact Detail:
MERJE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business Monitoring Officer - Wealth
✨Tip Number 1
Network like a pro! Reach out to people in the wealth management sector, especially those who work at firms you're interested in. A friendly chat can open doors and give you insider info on job openings.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA's COBS requirements. We want you to be able to discuss how you can ensure suitability in financial advice confidently. Show them you know your stuff!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and expertise. Use our website to find roles that match your skills in business monitoring and wealth management. Quality over quantity!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can leave a lasting impression. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Business Monitoring Officer - Wealth
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Business Monitoring Officer role. Highlight your relevant experience in wealth management and your understanding of financial planning principles. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your background makes you a perfect fit. Don’t forget to mention your familiarity with FCA's COBS requirements – it’s a big plus for us!
Showcase Your People Skills: Since this role involves providing feedback and discussing improvements, make sure to highlight your strong people skills. Share examples of how you've effectively communicated in previous roles – we love to see that teamwork spirit!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at MERJE
✨Know Your Stuff
Make sure you brush up on your knowledge of financial planning principles, especially around pensions and the FCA's COBS requirements. Being able to discuss these topics confidently will show that you're well-prepared and understand the core responsibilities of a Business Monitoring Officer.
✨Showcase Your People Skills
Since this role involves providing feedback and discussing improvements with report writers, it's crucial to demonstrate your strong people skills. Prepare examples of how you've effectively communicated in previous roles, especially in situations where you had to give constructive criticism or collaborate on process improvements.
✨Prepare for Scenario Questions
Expect questions that assess your ability to handle real-life scenarios related to suitability reports. Think about past experiences where you identified issues in financial advice or suggested improvements. Be ready to explain your thought process and the outcomes of your actions.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the role and the company. Inquire about the team dynamics, ongoing training opportunities, or how they measure success in the Business Monitoring team. This not only shows your enthusiasm but also helps you gauge if the company is the right fit for you.
