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- Tasks: Support compliance framework and ensure alignment with UK regulations in a leading insurance firm.
- Company: Dynamic UK-based insurance firm offering hybrid working options.
- Benefits: Flexible working, competitive salary, and opportunities for professional growth.
- Why this job: Join a team that promotes ethical conduct and customer fairness in the insurance industry.
- Qualifications: Knowledge of FCA regulations and experience in compliance or risk roles preferred.
- Other info: Great chance to develop your career in a supportive and innovative environment.
The predicted salary is between 36000 - 60000 £ per year.
Leading UK based Insurance firm, located in Cheshire and offering hybrid working are looking to recruit a Compliance Officer. The role will support the Head of Compliance in the development, implementation, and ongoing delivery of policies and procedures that ensure a robust and effective compliance framework. The role ensures the firm operates in full alignment with UK regulatory requirements, industry standards, and internal policies. It plays a key part in safeguarding FCA compliance while promoting a strong culture of ethical conduct, customer fairness, and good consumer outcomes across the firm.
Key Responsibilities
- Regulatory Compliance & Oversight: Monitor, interpret, and advise on FCA regulations applicable to insurance intermediaries, including ICOBS, SYSC, SM&CR, and Consumer Duty. Ensure that each firm’s policies, procedures, and controls remain compliant with evolving regulatory requirements.
- Risk Management & Assurance: Identify, assess, and report compliance risks across the firm. Maintain the compliance risk register and support the implementation of effective risk mitigation actions.
- Reporting & Regulatory Submissions: Assist in the preparation of compliance reports for senior management, Boards, and other stakeholders.
- Training & Culture: Deliver compliance training to staff on topics such as conduct rules, data protection, financial crime, and complaints handling. Promote a culture of Treating Customers Fairly (TCF) and effective Consumer Duty outcomes across the business.
- Customer Outcomes & Product Governance: Oversee complaints handling processes and ensure compliance with FCA DISP requirements.
Essential Experience & Skills
- Strong working knowledge of FCA regulations relevant to insurance.
- Experience in a compliance, risk, or audit role within financial services (insurance experience preferred).
- Excellent analytical, communication, and report-writing skills.
- Ability to provide constructive challenge and influence stakeholders at all levels of the business.
- High attention to detail with strong organisational and time management skills.
Applicants must be located and eligible to work in the UK without sponsorship.
Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Compliance Officer in Stoke-on-Trent employer: MERJE Ltd
Contact Detail:
MERJE Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in Stoke-on-Trent
✨Tip Number 1
Network like a pro! Reach out to your connections in the insurance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We want you to be the go-to person for any questions they throw your way. Practise common interview questions and have examples ready that showcase your experience in compliance and risk management.
✨Tip Number 3
Showcase your passion for compliance! During interviews, let your enthusiasm for regulatory standards and ethical conduct shine through. We want to see how you can contribute to a culture of Treating Customers Fairly and how you can help the firm stay ahead of compliance challenges.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we keep your details on file for future opportunities, so even if this role isn’t the one, we might have something else that’s perfect for you down the line.
We think you need these skills to ace Compliance Officer in Stoke-on-Trent
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience with FCA regulations and any relevant compliance or risk management roles you've held. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our culture of ethical conduct. Keep it concise but impactful – we love a good story!
Showcase Your Skills: Don’t forget to showcase your analytical and communication skills in your application. We’re looking for someone who can influence stakeholders and deliver training effectively, so give us examples of how you've done this in the past.
Apply Through Our Website: We encourage you to apply through our website for the best chance of success. It helps us keep track of applications and ensures you’re considered for future opportunities too. Plus, it’s super easy!
How to prepare for a job interview at MERJE Ltd
✨Know Your FCA Regulations
Make sure you brush up on the key FCA regulations relevant to insurance, like ICOBS and SM&CR. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in real-world scenarios.
✨Showcase Your Analytical Skills
Prepare examples of how you've identified and mitigated compliance risks in previous roles. Use specific situations where your analytical skills made a difference, as this will demonstrate your ability to handle the responsibilities of the Compliance Officer role.
✨Communicate Effectively
Practice articulating complex compliance concepts in simple terms. You’ll need to influence stakeholders at all levels, so being able to communicate clearly and persuasively is key. Consider doing mock interviews with friends or colleagues to refine your delivery.
✨Emphasise Your Training Experience
If you’ve delivered compliance training before, be ready to discuss your approach and the outcomes. Highlighting your ability to promote a culture of Treating Customers Fairly (TCF) will resonate well with the firm’s values and show you’re a good fit for their team.
