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For Companies At a Glance
- Tasks: Oversee compliance and provide advice in a fast-paced Private Equity environment.
- Company: Join a rapidly growing Private Equity firm in London, making a real impact.
- Benefits: Enjoy an excellent package and potential for future career growth.
- Why this job: Be part of a dynamic team, fostering a culture of compliance and regulatory excellence.
- Qualifications: 5-8 years of Compliance experience, ideally in Private Equity, with strong relationship-building skills.
- Other info: Office presence required 4 days a week; flexible options may be considered.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
MERJE are delighted to be partnering exclusively with a fast growing Private Equity firm in their search for a Senior Compliance Officer in London.
This critical hire offers an exciting opportunity to oversee compliance in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business.
Working closely with the General Counsel in London, you will be responsible for:
- Providing timely and practical compliance advice to investment teams, client services, operations, and senior management.
- Monitoring regulatory developments, assess the impact on the firm's business, and propose updates to policies, procedures, and processes.
- Maintaining and update the firm's Compliance Monitoring Programme
- Oversee regulatory reporting obligations (including FCA RegData returns, transaction reporting, suspicious transaction reporting, and breach notifications).
- Maintain the firm's Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and sanctions compliance frameworks.
- Support the General Counsel in maintaining regulatory records, compliance registers (breaches, conflicts of interest, gifts & entertainment, personal account dealing, etc.).
- Investigate regulatory breaches and compliance incidents, ensuring appropriate escalation, documentation, and remedial action.
Experience/Skills/Qualifications:
- 5-8 years of broad based Compliance experience ideally gained in a Private Equity / Private Markets environment
- Practical knowledge of the FCA Handbook (particularly COBS, SYSC, MAR, FUND, and SM&CR).
- Strong relationship-building skills with the ability to engage proactively with colleagues at all levels
- Excellent report writing and presentation skills
Looking for someone to be in the office 4 days each week (3 days might be considered).
Excellent package on offer and an opportunity to take on the SM16/17 functions in the near future.
Applicants must be located and eligible to work in the UK without sponsorship. Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website.Â
Senior Compliance Officer - Private Equity employer: MERJE Ltd
Contact Detail:
MERJE Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer - Private Equity
✨Tip Number 1
Familiarise yourself with the FCA Handbook, especially the sections relevant to Private Equity. This will not only help you understand the regulatory landscape but also demonstrate your knowledge during discussions with potential employers.
✨Tip Number 2
Network with professionals in the Private Equity sector. Attend industry events or join relevant online forums to connect with others in compliance roles. Building these relationships can lead to valuable insights and potential job referrals.
✨Tip Number 3
Stay updated on recent regulatory changes and compliance trends within the Private Equity space. Being able to discuss current events and their implications during interviews will showcase your proactive approach and commitment to the field.
✨Tip Number 4
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlighting your problem-solving skills and how you've successfully navigated complex situations will set you apart from other candidates.
We think you need these skills to ace Senior Compliance Officer - Private Equity
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant compliance experience, particularly in Private Equity or Private Markets. Emphasise your knowledge of the FCA Handbook and any specific regulations you've worked with.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying and how your skills align with the responsibilities listed in the job description. Mention your experience in providing compliance advice and monitoring regulatory developments.
Showcase Relationship-Building Skills: In your application, provide examples of how you've successfully built relationships with colleagues at various levels. This is crucial for the role, so highlight any relevant experiences that demonstrate your interpersonal skills.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects attention to detail, which is essential for a compliance role.
How to prepare for a job interview at MERJE Ltd
✨Know Your Compliance Regulations
Make sure you have a solid understanding of the FCA Handbook and relevant regulations. Be prepared to discuss how these regulations impact the firm's operations and how you would ensure compliance.
✨Demonstrate Relationship-Building Skills
Since this role involves engaging with various teams, showcase your ability to build strong relationships. Prepare examples of how you've successfully collaborated with colleagues at different levels in previous roles.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Think of specific instances where you've handled regulatory breaches or compliance incidents and be ready to explain your approach.
✨Showcase Your Report Writing Skills
As excellent report writing is crucial for this role, be prepared to discuss your experience in creating compliance reports. You might even want to bring a sample report to demonstrate your skills.
