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- Tasks: Provide regulatory guidance and support compliance in a dynamic financial services environment.
- Company: Purpose-driven financial services organisation focused on integrity and customer impact.
- Benefits: Competitive salary, generous holiday allowance, flexible working, and professional development opportunities.
- Other info: Inclusive culture with a focus on diversity and community support.
- Why this job: Join a collaborative team making a positive impact while growing your compliance expertise.
- Qualifications: Strong understanding of FCA regulations and previous compliance advisory experience.
The predicted salary is between 60000 - 75000 £ per year.
Our client is a purpose-driven financial services organisation with a long-standing heritage and a strong focus on doing the right thing for customers and communities. With a commitment to responsible growth and positive impact, they continue to evolve while staying true to their core values of integrity, collaboration, and customer focus.
We are supporting our client in the search for a Compliance Advisory Manager to join a collaborative and forward-thinking financial services organisation. This is a second line advisory role suited to someone who enjoys applying judgement, interpreting regulatory requirements proportionately, and supporting the business in making confident, well-governed decisions.
If you’re an experienced compliance professional who values constructive challenge, strong customer outcomes, and a supportive culture, this could be an excellent opportunity.
Key Responsibilities:- Compliance Advice: Provide clear, accurate regulatory guidance to first line teams, with a focus on FCA Handbook requirements.
- Stakeholder Collaboration: Build strong working relationships to embed compliance into day-to-day operations.
- Risk Identification & Mitigation: Identify regulatory risks and recommend appropriate controls and mitigation strategies.
- Policy & Procedure Support: Assist in the development, review, and maintenance of compliance policies aligned with current regulatory expectations.
- Regulatory Risk Events: Offer second line advice on regulatory risk events, supporting assessment and escalation of complex issues.
- Process Improvement: Contribute to improving and streamlining compliance processes, including identifying automation opportunities.
- Training & Guidance: Support training initiatives and act as a key point of contact for regulatory queries.
- Change Projects: Provide compliance input into business change initiatives to ensure regulatory risks are considered.
- Strong understanding of financial services regulation, particularly the FCA Handbook.
- Ability to translate regulatory requirements into practical business guidance.
- Highly organised, self-motivated, and delivery-focused.
- Skilled in building and maintaining stakeholder relationships.
- A proactive compliance mindset with a focus on integrity and customer outcomes.
- Excellent communication skills, with the ability to simplify complex topics.
- Confidence in exercising independent judgement and escalating when required.
- Previous compliance advisory experience within financial services.
- Competitive salary with discretionary bonus.
- Generous holiday allowance plus bank holidays.
- Healthcare support and wellbeing resources.
- Flexible working arrangements and a strong work-life balance.
- Ongoing professional development and career progression opportunities.
- Inclusive, values-led culture.
- Paid volunteering days to support causes you care about.
- Access to financial wellbeing tools and coaching.
Our client is committed to creating an inclusive environment where everyone feels valued and supported. They actively work to remove barriers and ensure equal opportunities for all, recognising that diverse perspectives strengthen both the organisation and the communities they serve.
Applicants must be located and eligible to work in the UK without sponsorship.
Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful.
Compliance Advisory Manager in Nottingham employer: MERJE Ltd
Contact Detail:
MERJE Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisory Manager in Nottingham
✨Tip Number 1
Network like a pro! Reach out to current employees or connections in the financial services sector. A friendly chat can give you insider info and might even lead to a referral, which is always a bonus.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the FCA Handbook and recent regulatory changes. We want you to be able to discuss how you can apply this knowledge practically in the role.
✨Tip Number 3
Showcase your stakeholder collaboration skills during interviews. Think of examples where you've built strong relationships and how that led to better compliance outcomes. We love hearing about teamwork!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we’re always looking for passionate candidates who align with our values.
We think you need these skills to ace Compliance Advisory Manager in Nottingham
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance and financial services. We want to see how your skills align with the role, so don’t be shy about showcasing your relevant achievements!
Showcase Your Communication Skills: Since this role involves providing clear regulatory guidance, it’s essential to demonstrate your ability to simplify complex topics. Use straightforward language in your application to reflect your communication style.
Highlight Stakeholder Collaboration: We’re looking for someone who can build strong relationships. In your application, mention any past experiences where you’ve successfully collaborated with teams or stakeholders to embed compliance into operations.
Apply Through Our Website: To ensure your application gets the attention it deserves, make sure to apply through our website. It’s the best way for us to keep track of your application and get back to you promptly!
How to prepare for a job interview at MERJE Ltd
✨Know Your Regulations
Make sure you brush up on the FCA Handbook and other relevant regulations before your interview. Being able to discuss specific regulatory requirements and how they apply to the role will show that you're not just familiar with compliance, but that you can also translate those regulations into practical advice for the business.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've built strong relationships with stakeholders in previous roles. This is key for a Compliance Advisory Manager, so think about times when your collaboration led to better compliance outcomes or smoother operations. Be ready to discuss how you can embed compliance into day-to-day activities.
✨Demonstrate Your Problem-Solving Ability
Think of instances where you've identified regulatory risks and implemented effective controls. Be prepared to share these stories during your interview, as they highlight your proactive compliance mindset and ability to exercise independent judgement—qualities that are essential for this role.
✨Emphasise Your Communication Skills
Since you'll need to simplify complex topics for various teams, practice explaining a complicated regulatory issue in straightforward terms. This will not only showcase your understanding but also demonstrate your ability to communicate effectively, which is crucial for supporting training initiatives and addressing regulatory queries.