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- Tasks: Support compliance monitoring and regulatory reporting in a dynamic financial services environment.
- Company: Reputable international broker-dealer with a collaborative team culture.
- Benefits: Hybrid working, supportive team, and exposure to diverse compliance tasks.
- Why this job: Gain valuable experience in compliance while working closely with senior stakeholders.
- Qualifications: 3+ years in compliance, strong organisational skills, and familiarity with financial regulations.
- Other info: Engaging multicultural environment with opportunities for professional growth.
The predicted salary is between 36000 - 60000 £ per year.
A highly regarded, international broker-dealer is looking for a Compliance Officer to join the team on a 12-month FTC to cover maternity leave. This is a great opportunity for someone who enjoys a varied compliance role, working closely with senior stakeholders, and being part of a small, collaborative team.
What you'll be doing:
- Supporting the delivery of the Compliance Monitoring Plan.
- Handling SMCR tasks: annual certifications, record keeping, PA dealing, and FCA Connect filings.
- Assisting with regulatory reporting (FCA returns, Companies House filings).
- Carrying out communications monitoring (voice/e-comms) with an investigatory mindset.
- Preparing monthly Compliance & Risk MI for senior management.
- Contributing to Compliance Risk Assessments alongside senior team members.
- Supporting policy reviews, horizon scanning, and general compliance governance.
- Working with colleagues across the business, including trading and operations.
What they're looking for:
- Solid grounding in general compliance within financial services (approx. 3+ years).
- Understanding of MiFID, EMIR, and SFTR (field-level reconciliations beneficial).
- Comfortable with Excel and data-driven MI.
- Strong organisational skills and the ability to work independently without handholding.
- Someone stable, reliable, and keen to be part of a close-knit team.
- Academic background and the ability to research and interpret regulations.
Why this role?
- Broad exposure across compliance, risk, monitoring, and regulatory reporting.
- A supportive team culture with experienced colleagues to work alongside.
- A defined monthly rhythm to the work, giving structure and predictability.
- Hybrid working (3/2) and an engaging, multicultural environment.
Compliance Officer - 12 month FTC in London employer: MERJE Ltd
Contact Detail:
MERJE Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - 12 month FTC in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Compliance Officer role. You never know who might have the inside scoop on opportunities or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of MiFID, EMIR, and SFTR. Be ready to discuss how your experience aligns with the compliance monitoring tasks mentioned in the job description. Show them you’re not just a fit, but the perfect fit!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website! We’ve got a streamlined process that makes it easy for you to showcase your skills and experience. Plus, it’s a great way to ensure your application gets the attention it deserves.
We think you need these skills to ace Compliance Officer - 12 month FTC in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your compliance background, especially any experience with MiFID, EMIR, and SFTR. We want to see how you fit into our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're interested in this role and how your previous experiences make you a great fit. Don’t forget to mention your collaborative spirit and organisational skills!
Showcase Your Compliance Knowledge: In your application, demonstrate your understanding of compliance monitoring and regulatory reporting. Mention any specific tools or methodologies you've used, as we love data-driven approaches at StudySmarter!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at MERJE Ltd
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of MiFID, EMIR, and SFTR. Be ready to discuss how these regulations impact the role and share examples from your experience that demonstrate your understanding.
✨Show Off Your Organisational Skills
Prepare to talk about how you manage your workload and prioritise tasks. Think of specific instances where you've successfully handled multiple compliance projects or reports, especially in a fast-paced environment.
✨Be Data Savvy
Since the role involves working with Excel and data-driven MI, be prepared to discuss your experience with data analysis. You might even want to bring along an example of a report you've created or a problem you've solved using data.
✨Emphasise Team Collaboration
This position is all about working closely with others, so highlight your teamwork skills. Share stories that showcase your ability to collaborate with senior stakeholders and how you contribute to a positive team culture.