At a Glance
- Tasks: Oversee compliance for financial promotions and collaborate with marketing and product teams.
- Company: Join a leading global FinTech with strong growth and innovation.
- Benefits: Competitive salary, career development, and a collaborative work environment.
- Other info: Opportunity to influence and shape financial promotions standards.
- Why this job: Make a real impact on compliance strategy in a fast-paced industry.
- Qualifications: 5-8 years of compliance experience in financial services and strong regulatory knowledge.
The predicted salary is between 60000 - 80000 € per year.
MERJE are delighted to be supporting this leading global FinTech in their search for a Compliance Manager to join their established team. This is a fantastic opportunity to join a high-performing online trading platform which combines scale, innovation, and strong commercial momentum.
The Role
You’ll provide independent oversight, advisory support and constructive challenge across financial promotions and wider business activity. You’ll work closely with marketing, product and commercial teams — helping them deliver compliant, customer-focused communications at pace, without losing sight of regulatory expectations. This is a role for someone who enjoys being close to the business and influencing outcomes, rather than operating purely as a gatekeeper.
Key Responsibilities
- Review and approve financial promotions in line with FCA requirements (Consumer Duty, COBS, FSMA)
- Provide clear, pragmatic compliance advice across campaigns, digital content and client communications
- Partner with stakeholders on new products, product changes and strategic initiatives
- Balance regulatory requirements with commercial objectives and risk appetite
- Support improvements to financial promotions governance, controls and processes
- Deliver guidance and training to enhance first-line understanding and reduce rework
About You
- 5–8 years’ compliance experience within financial services
- Strong background in financial promotions review and approval
- Detailed knowledge of UK regulatory requirements (FCA, Consumer Duty, COBS)
- Experience working in fast-paced, commercially driven environments
- Confident communicator with the ability to challenge and influence stakeholders
- Commercially aware, pragmatic, and solutions-focused
Why Apply?
- Join a globally recognised, FTSE 250 organisation with significant growth ambitions
- Work in a highly collaborative, forward-thinking compliance function
- Opportunity to shape and influence financial promotions strategy and standards
Compliance Manager - Retail Trading Platform in London employer: MERJE Ltd
Join a globally recognised FinTech leader as a Compliance Manager, where you will thrive in a dynamic and innovative environment that values collaboration and forward-thinking. With a strong focus on employee growth and development, this role offers the chance to influence key business outcomes while ensuring compliance with regulatory standards. Enjoy the benefits of working within a high-performing team that is committed to delivering customer-focused solutions at pace, all within a supportive and engaging workplace culture.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Retail Trading Platform in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA requirements and financial promotions. We recommend practising common interview questions and scenarios related to compliance to show you’re ready to hit the ground running.
✨Tip Number 3
Showcase your experience! When you get the chance to speak with potential employers, highlight specific examples of how you've influenced compliance outcomes in previous roles. This will demonstrate your proactive approach.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are genuinely interested in joining our team.
We think you need these skills to ace Compliance Manager - Retail Trading Platform in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your compliance experience, especially in financial promotions, to show us you’re the right fit for the role.
Craft a Compelling Cover Letter:Use your cover letter to tell us why you’re passionate about compliance in the FinTech space. Share specific examples of how you've influenced outcomes in previous roles, as we love seeing that proactive approach!
Showcase Your Communication Skills:Since this role involves working closely with various teams, make sure to demonstrate your communication skills in your application. We want to see how you can challenge and influence stakeholders effectively.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!
How to prepare for a job interview at MERJE Ltd
✨Know Your Regulations
Make sure you brush up on the UK regulatory requirements, especially those related to financial promotions like FCA, Consumer Duty, and COBS. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in a practical context.
✨Showcase Your Experience
Prepare specific examples from your 5-8 years of compliance experience that highlight your ability to review and approve financial promotions. Think about times when you provided clear, pragmatic advice or influenced stakeholders effectively—these stories will resonate well.
✨Understand the Business
This role is all about being close to the business, so do your homework on the company’s products and commercial objectives. Be ready to discuss how you can balance regulatory requirements with their goals, showing that you’re solutions-focused and commercially aware.
✨Practice Your Communication Skills
As a Compliance Manager, you’ll need to communicate clearly and confidently. Practice articulating your thoughts on compliance challenges and how you would advise marketing and product teams. This will help you demonstrate your ability to challenge and influence effectively during the interview.
