Compliance Advisory Officer – Asset Management (Hybrid) in Leeds

Overview

A prominent asset management firm is seeking a Compliance Officer (Advisory) to join their team in Leeds. This role involves regulatory compliance, supporting audits, and maintaining compliance registers.

Responsibilities

Regulatory compliance oversight, support audits, and maintain compliance registers as part of daily duties.

Qualifications

Ideal candidates should have a strong understanding of asset management regulations and prior advisory experience. A CISI Diploma or equivalent is preferred.

Benefits

The firm offers competitive remuneration and excellent benefits, including health insurance and professional development opportunities. Flexible working arrangements are also welcomed.