At a Glance
- Tasks: Join a dynamic team as a Compliance Officer, advising on FICC trading and regulatory matters.
- Company: Be part of a leading global hedge fund managing over $4bn in assets.
- Benefits: Enjoy a competitive salary, discretionary bonuses, and flexible working arrangements.
- Why this job: Make a real impact in a high-performance environment with autonomy and visibility.
- Qualifications: Experience in compliance roles, knowledge of FICC products, and familiarity with UK/US regulations preferred.
- Other info: Work in a lean team, fostering collaboration across various departments.
The predicted salary is between 57000 - 95000 £ per year.
Job Description
Compliance Officer – FICC (Buy-Side)
A leading global hedge fund with over $4bn in assets under management is seeking a Compliance Officer to join its London-based team. This is an excellent opportunity to step into a broad, high-impact compliance role with strong visibility across the business.
The Role of Compliance Officer
This is a generalist compliance position offering exposure across UK and US regulatory frameworks. You’ll work closely with stakeholders at all levels and help shape the compliance agenda for the London office. Responsibilities include:
- Providing day-to-day compliance advisory support, particularly around FICC trading activity
- Monitoring regulatory developments (UK and US) and assisting with regulatory filings
- Supporting compliance monitoring, surveillance, and internal reviews
- Developing and maintaining compliance policies, procedures, and frameworks
- Overseeing financial crime controls, including AML, KYC, and sanctions
- Acting as a key point of contact across front office, legal, ops, and senior leadership
You’ll be part of a lean compliance team, allowing you to work autonomously and make meaningful contributions from day one.
Compliance Officer Candidate Profile
The ideal Compliance Officer will have:
- Experience in a buy-side or sell-side compliance advisory role, with exposure to PMs or trading floor activity
- Knowledge of FICC products (fixed income, credit, derivatives, etc.) – preferred
- Familiarity with UK and US regulatory regimes (FCA, SEC, etc.)
- Exposure to financial crime frameworks is a plus, but not essential
- Confidence working independently in a fast-paced, high-performance environment
This Compliance Officer role is well-suited to someone looking to move into a position where they are given the autonomy to lead the compliance programme in London and make a real impact within a globally connected, high-performing hedge fund.
Key Details
- Salary up to £95,000 (depending on experience)
- Discretionary bonus + benefits
- London-based | 4 days per week in the office
Compliance Officer - Hedge Fund Fixed Income employer: MERJE Ltd
Contact Detail:
MERJE Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Hedge Fund Fixed Income
✨Tip Number 1
Network with professionals in the hedge fund industry, especially those working in compliance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance, particularly in FICC trading.
✨Tip Number 2
Familiarise yourself with the specific regulatory frameworks relevant to the role, such as FCA and SEC regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 3
Prepare to discuss real-world scenarios where you’ve successfully navigated compliance challenges. Highlight your experience with financial crime controls, even if it’s not a primary focus of your background, to show your versatility.
✨Tip Number 4
Research the hedge fund's recent activities and any regulatory changes that may impact their operations. Being informed about their business and the current compliance environment will allow you to engage in meaningful discussions during the interview process.
We think you need these skills to ace Compliance Officer - Hedge Fund Fixed Income
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly in buy-side or sell-side roles. Emphasise any exposure to FICC products and regulatory frameworks, as this will resonate with the hiring team.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the Compliance Officer role and how your background aligns with the responsibilities outlined in the job description. Mention specific experiences that demonstrate your ability to work independently and contribute to compliance programmes.
Highlight Regulatory Knowledge: Showcase your understanding of UK and US regulatory regimes, such as FCA and SEC. If you have experience with financial crime frameworks, be sure to include that as well, as it adds value to your application.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects attention to detail, which is crucial for a Compliance Officer role.
How to prepare for a job interview at MERJE Ltd
✨Know Your Regulations
Familiarise yourself with both UK and US regulatory frameworks, particularly those relevant to FICC trading. Being able to discuss specific regulations like FCA and SEC will show your depth of knowledge and preparedness for the role.
✨Demonstrate Your Experience
Be ready to share examples from your previous roles that highlight your compliance advisory experience, especially in a buy-side or sell-side context. Discussing your interactions with portfolio managers or trading activities can illustrate your hands-on expertise.
✨Showcase Your Autonomy
Since this role requires working independently, prepare to discuss instances where you successfully managed projects or compliance initiatives on your own. Highlight how you made impactful contributions in previous positions.
✨Prepare Questions for Them
Think of insightful questions to ask about the compliance culture and challenges within the firm. This not only shows your interest but also helps you gauge if the company aligns with your career goals.