At a Glance
- Tasks: Oversee compliance and provide advice on financial promotions in a dynamic trading environment.
- Company: Join a leading global FinTech with strong growth and innovation.
- Benefits: Hybrid working, competitive salary, and opportunities for professional development.
- Other info: Collaborative culture with a focus on commercial objectives and career growth.
- Why this job: Shape the future of financial promotions while influencing key business outcomes.
- Qualifications: 5-8 years of compliance experience in financial services and knowledge of UK regulations.
The predicted salary is between 60000 - 80000 £ per year.
MERJE are delighted to be supporting this leading global FinTech in their search for a Compliance Manager to join their established team. This is a fantastic opportunity to join a high-performing online trading platform which combines scale, innovation, and strong commercial momentum.
The Role
You'll provide independent oversight, advisory support and constructive challenge across financial promotions and wider business activity. You'll work closely with marketing, product and commercial teams - helping them deliver compliant, customer-focused communications at pace, without losing sight of regulatory expectations. This is a role for someone who enjoys being close to the business and influencing outcomes, rather than operating purely as a gatekeeper.
Key Responsibilities
- Review and approve financial promotions in line with FCA requirements (Consumer Duty, COBS, FSMA)
- Provide clear, pragmatic compliance advice across campaigns, digital content and client communications
- Partner with stakeholders on new products, product changes and strategic initiatives
- Balance regulatory requirements with commercial objectives and risk appetite
- Support improvements to financial promotions governance, controls and processes
- Deliver guidance and training to enhance first‑line understanding and reduce rework
About You
- 5-8 years' compliance experience within financial services
- Strong background in financial promotions review and approval
- Detailed knowledge of UK regulatory requirements (FCA, Consumer Duty, COBS)
- Experience working in fast‑paced, commercially driven environments
- Confident communicator with the ability to challenge and influence stakeholders
- Commercially aware, pragmatic, and solutions‑focused
Why Apply?
- Join a globally recognised, FTSE 250 organisation with significant growth ambitions
- Work in a highly collaborative, forward‑thinking compliance function
- Opportunity to shape and influence financial promotions strategy and standards
- Hybrid working with a central London base
Applicants must be located and eligible to work in the UK without sponsorship.
Compliance Manager - Retail Trading Platform employer: MERJE Ltd
Join a globally recognised FinTech leader as a Compliance Manager, where you'll thrive in a dynamic and innovative environment that values collaboration and forward-thinking. With a strong focus on employee growth, you will have the opportunity to shape compliance strategies while enjoying the benefits of hybrid working in the heart of London. This role not only offers competitive remuneration but also a chance to influence key business outcomes in a high-performing team dedicated to excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Retail Trading Platform
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA requirements and financial promotions. We recommend having real-life examples ready to showcase how you've navigated compliance challenges in the past.
✨Tip Number 3
Don’t just apply through job boards; head over to our website and submit your application directly. It shows initiative and gives you a better chance of standing out from the crowd!
✨Tip Number 4
Follow up after interviews with a thank-you email. It’s a simple gesture that keeps you fresh in their minds and shows your enthusiasm for the role. Plus, it’s a great way to reiterate your fit for the Compliance Manager position!
We think you need these skills to ace Compliance Manager - Retail Trading Platform
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the Compliance Manager role. Highlight your experience in financial promotions and compliance, and don’t forget to mention any specific FCA knowledge you have. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance in the FinTech space. Share examples of how you've influenced outcomes in previous roles, as this will resonate with us at StudySmarter.
Showcase Your Communication Skills:As a Compliance Manager, you'll need to communicate effectively with various teams. In your application, demonstrate your ability to convey complex regulatory information clearly and concisely. We love candidates who can bridge the gap between compliance and commercial objectives!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at MERJE Ltd
✨Know Your Regulations
Make sure you brush up on the key UK regulatory requirements like FCA, Consumer Duty, and COBS. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can apply it practically in a fast-paced environment.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've influenced stakeholders in previous roles. This is crucial since the role involves working closely with marketing and product teams. Highlight your ability to provide clear, pragmatic advice while balancing regulatory needs with commercial objectives.
✨Demonstrate Your Problem-Solving Ability
Think of specific instances where you’ve tackled compliance challenges creatively. The company values a solutions-focused approach, so be ready to discuss how you’ve improved processes or governance in past roles.
✨Practice Your Communication Style
As a Compliance Manager, you'll need to communicate effectively with various teams. Practice articulating complex compliance concepts in simple terms. This will help you demonstrate your confidence and ability to challenge constructively during the interview.
