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For Companies At a Glance
- Tasks: Lead compliance operations and ensure regulatory standards are met in a fast-paced environment.
- Company: Join a boutique funds specialist known for its dynamic culture and commitment to compliance.
- Benefits: Enjoy a key leadership role with opportunities for professional growth and development.
- Why this job: Make a real impact on compliance culture while working closely with fund managers and colleagues.
- Qualifications: Must have experience as Head of Compliance in funds or private equity, with strong FCA knowledge.
- Other info: Ideal for proactive individuals who thrive in a collaborative and challenging environment.
The predicted salary is between 72000 - 108000 £ per year.
MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business.
Taking on a key leadership role with the firm, you will be responsible for:
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Providing broad compliance advisory support to the fund managers
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Maintaining and updating compliance manual and policies and procedures
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Managing the compliance program on day-to-day basis, covering financial promotions, personal account dealing, updating compliance logs/registers and prepare/submit regulatory filings
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Proactively review upcoming regulatory changes and assess impact on the firm and its funds
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Day-to-day management of the firm’s compliance related technologies
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Managing service providers including outside legal counsel and compliance consultants
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Attend and prepare minutes for all compliance-related committees
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Providing ongoing compliance training to firm employees
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Operated as a Head of Compliance (SM16) in a funds/alternative or private equity environment
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Thorough knowledge of the FCA’s regulatory rules as they pertain to asset managers
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Working knowledge of non-U.K. regulatory regimes US/EU etc (preferred)
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Strong relationship-building skills with the ability to engage proactively with fund managers and colleagues at all levels
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Attention to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems
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Proactive, self-supportive, and motivated in fostering a positive compliance culture
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Excellent report writing and presentation skills
Chief Compliance Officer employer: MERJE Ltd
Contact Detail:
MERJE Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Chief Compliance Officer
✨Tip Number 1
Familiarize yourself with the latest FCA regulatory rules and guidelines. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance and regulatory standards.
✨Tip Number 2
Network with professionals in the funds and compliance sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance management.
✨Tip Number 3
Showcase your leadership skills by discussing past experiences where you successfully managed compliance programs or led teams. Highlight your ability to foster a culture of compliance within an organization.
✨Tip Number 4
Prepare to discuss how you would handle specific compliance challenges that may arise in a fast-paced environment. Think about examples from your previous roles that illustrate your problem-solving abilities and attention to detail.
We think you need these skills to ace Chief Compliance Officer
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly understand the responsibilities of a Chief Compliance Officer as outlined in the job description. Highlight your relevant experience and how it aligns with the specific duties mentioned.
Tailor Your CV: Customize your CV to emphasize your experience in compliance, particularly in funds or private equity environments. Include specific examples of how you've maintained regulatory standards and managed compliance programs.
Craft a Compelling Cover Letter: Write a cover letter that showcases your leadership skills and your proactive approach to compliance. Mention your knowledge of FCA regulations and any experience with non-U.K. regulatory regimes, as this is preferred.
Highlight Soft Skills: In your application, don't forget to highlight your relationship-building skills and attention to detail. Provide examples of how you've successfully engaged with colleagues and fund managers in previous roles.
How to prepare for a job interview at MERJE Ltd
✨Show Your Regulatory Knowledge
Make sure to demonstrate your thorough understanding of the FCA's regulatory rules and how they apply to asset managers. Be prepared to discuss specific regulations and how you have navigated them in previous roles.
✨Highlight Leadership Experience
Since this role is a key leadership position, emphasize your experience as a Head of Compliance or similar roles. Share examples of how you've successfully managed compliance programs and led teams in a fast-paced environment.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills and ability to handle compliance challenges. Think of past experiences where you proactively addressed regulatory changes or resolved compliance issues.
✨Demonstrate Relationship-Building Skills
This role requires strong relationship-building skills. Be ready to discuss how you've engaged with fund managers and colleagues at all levels, and provide examples of how you've fostered a culture of compliance within your team.
