Associate Compliance Specialist
Associate Compliance Specialist

Associate Compliance Specialist

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support regulatory obligations and contribute to compliance processes in a dynamic environment.
  • Company: Join a global investment firm managing over $50bn in assets for elite clients.
  • Benefits: Enjoy competitive salary, benefits, and opportunities for remote work.
  • Why this job: Be part of a collaborative culture with clear progression routes and international exposure.
  • Qualifications: 7 years in compliance, strong knowledge of UK/EU regulations, and excellent communication skills required.
  • Other info: Ideal for ambitious individuals ready to step into a high-impact role.

The predicted salary is between 43200 - 72000 £ per year.

A global investment firm is looking to hire a Compliance Associate into its London office. This is a fantastic opportunity for a Compliance Associate to join a high-performing, international team within a well-established firm managing over $50bn in assets for institutional and UHNW clients.

The Compliance Associate role is broad, covering core compliance responsibilities with a particular focus on financial crime. As a Compliance Associate, you’ll be supporting the firm’s regulatory obligations across the UK and wider jurisdictions, gaining exposure to a global compliance framework and a collaborative culture.

This position is ideal for a Compliance Associate with a solid foundation in compliance who is ready to step into a high-impact, front-footed role with real room for development and long-term progression.

Key Aspects of the Compliance Associate Role:
  • Contribute to the firm’s approach on AML, sanctions, anti-bribery, and broader financial crime matters as a Compliance Associate
  • Provide regulatory guidance on key frameworks including MiFID II, AIFMD, Market Abuse, and related UK/European regulations
  • Help shape internal compliance processes, procedures, and policies as regulations evolve, supporting the compliance team
  • Support regulatory submissions and ongoing engagement with the FCA as part of your compliance duties
  • Work closely with international colleagues on cross-border compliance initiatives
  • Provide input into compliance training and awareness across the business
What you’ll need to be considered for the Compliance Associate role:
  • Around 7 years’ experience in a compliance role, ideally within asset or wealth management
  • Strong working knowledge of UK and European regulatory frameworks relevant to a Compliance Associate within the buy side
  • Hands-on experience in financial crime (AML, CTF, sanctions, ABC)
  • Confident working with stakeholders across the business — excellent communication skills are key for this Compliance Associate role
  • Proactive, organised, and comfortable juggling varied workstreams in a fast-paced environment
  • Strong Excel and analytical skills are a bonus

You’ll be joining a collaborative and forward-thinking firm known for its high standards, global presence, and inclusive culture. The compliance function is closely aligned across regions, offering genuine exposure to international best practice and clear progression routes for a Compliance Associate ready to take the next step in their career.

If you’re an ambitious Compliance Associate looking for your next challenge, I’d be happy to share more details or set up a confidential chat.

Associate Compliance Specialist employer: MERJE Ltd

Join a prestigious global investment firm in London as a Compliance Associate, where you'll thrive in a collaborative and inclusive culture that prioritises high standards and professional growth. With a focus on financial crime compliance and regulatory guidance, this role offers you the chance to engage with international best practices while enjoying competitive benefits and clear pathways for career advancement.
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Contact Detail:

MERJE Ltd Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Associate Compliance Specialist

✨Tip Number 1

Familiarise yourself with the key regulatory frameworks mentioned in the job description, such as MiFID II and AIFMD. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the compliance field.

✨Tip Number 2

Network with professionals in the compliance sector, especially those working in asset or wealth management. Engaging with industry peers can provide insights into the role and may even lead to referrals that could boost your application.

✨Tip Number 3

Prepare to discuss your experience with financial crime matters, particularly AML and sanctions. Be ready to share specific examples of how you've contributed to compliance initiatives in previous roles, as this will highlight your hands-on experience.

✨Tip Number 4

Showcase your communication skills by preparing thoughtful questions about the firm's compliance culture and how they handle cross-border compliance initiatives. This will reflect your proactive approach and genuine interest in the role.

We think you need these skills to ace Associate Compliance Specialist

Knowledge of UK and European regulatory frameworks
Experience in financial crime compliance (AML, CTF, sanctions, ABC)
Strong analytical skills
Proficiency in Excel
Excellent communication skills
Stakeholder management
Organisational skills
Ability to manage multiple workstreams
Understanding of MiFID II and AIFMD regulations
Experience with regulatory submissions
Collaboration skills
Proactive problem-solving
Adaptability to evolving regulations

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly in financial crime and regulatory frameworks like MiFID II and AIFMD. Use specific examples to demonstrate your skills and achievements.

Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the role. Mention your experience with AML, sanctions, and anti-bribery, and explain how you can contribute to the firm's compliance objectives.

Highlight Communication Skills: Since excellent communication is key for this role, provide examples in your application that demonstrate your ability to work with stakeholders and convey complex compliance information clearly.

Showcase Analytical Skills: If you have strong Excel and analytical skills, make sure to mention them in your application. Provide examples of how you've used these skills in previous roles to support compliance initiatives or regulatory submissions.

How to prepare for a job interview at MERJE Ltd

✨Know Your Regulations

Familiarise yourself with key regulatory frameworks such as MiFID II, AIFMD, and Market Abuse. Being able to discuss these in detail will show your understanding of the compliance landscape and how it applies to the role.

✨Demonstrate Financial Crime Knowledge

Prepare to discuss your hands-on experience with financial crime matters like AML, CTF, and sanctions. Providing specific examples of how you've dealt with these issues in past roles will highlight your expertise.

✨Showcase Communication Skills

Since the role requires working closely with various stakeholders, practice articulating your thoughts clearly and confidently. Be ready to explain complex compliance concepts in a way that is easy to understand.

✨Exhibit Proactivity and Organisation

Be prepared to share examples of how you've successfully managed multiple workstreams in a fast-paced environment. Highlighting your organisational skills and proactive approach will demonstrate your fit for the dynamic nature of the role.

Associate Compliance Specialist
MERJE Ltd
M
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