Remote File Reviewer – Pension & Investments | 12-Month FTC
Location: Remote
Contract: 12-Month Fixed Term Contract
Salary: c.£50,000, dependent on experience
MERJE is currently partnered with a growing financial services firm to recruit an experienced File Reviewer on a 12-month fixed-term contract.
This is an opportunity for a strong compliance professional to join an established Investments team, working with a broad range of clients across the investments and wealth management sector .
The role will provide practical, technical compliance support across a variety of client engagements, including suitability reviews, compliance audits, regulatory projects and technical advisory work. You’ll manage multiple assignments, build strong client relationships and provide high-quality, commercially focused compliance advice.
Key Responsibilities
Deliver day-to-day compliance consultancy and support to clients across the investments and wealth sector
Conduct FCA suitability file reviews, compliance audits and regulatory assessments
Provide advice and challenge on complex and technical compliance matters
Support regulatory and client projects from planning through to delivery
Review and assess investment and financial advice against applicable FCA requirements
Work across multiple client engagements, managing deadlines and competing priorities effectively
Develop technical papers, guidance, manuals and internal compliance materials
Build and maintain trusted relationships with clients and key stakeholders
Contribute to the mentoring and development of junior team members
Keep up to date with regulatory developments and support clients with the implementation of relevant changes
Identify areas of risk or concern and provide practical recommendations for improvement
Support the delivery of FCA applications and wider regulatory projects where required
Experience & Skills
We’re looking for an experienced compliance professional with:
Level 4 Diploma in Financial Planning or equivalent
Strong experience within financial services compliance
A detailed understanding of the retail i...
Remote File Reviewer in Lancing employer: MERJE Ltd Careers
As a leading organisation in the highly regulated sector, we pride ourselves on fostering a culture of integrity and excellence. Our commitment to employee growth is evident through tailored training programmes and opportunities for advancement, ensuring that our team members are equipped to excel in their roles. Located in a vibrant area, we offer a collaborative work environment where innovation thrives, making us an exceptional employer for those passionate about data protection and privacy.
