Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Conduct compliance audits and monitor activities to ensure regulatory adherence.
- Company: Join a leading wealth management firm dedicated to compliance excellence.
- Benefits: Enjoy great career opportunities and attractive benefits.
- Why this job: Be part of a culture that values compliance and integrity in financial services.
- Qualifications: Significant compliance experience and knowledge of FCA regulations required.
- Other info: Formal compliance qualifications are a plus; previous wealth management experience is welcomed.
The predicted salary is between 43200 - 72000 £ per year.
Meraki Talent are currently working with a leading wealth management business to help them identify a Compliance Monitoring Specialist. The Compliance Monitoring team are involved in vital work ensuring that the Firm fulfils all FCA requirements and maintains regulatory compliance.
The Compliance Monitoring Specialist will be responsible for ensuring that the company adheres to regulatory requirements and internal policies. This role involves conducting regular compliance audits, monitoring activities, and identifying potential areas of compliance vulnerability. The specialist will work closely with various departments to ensure the effectiveness of compliance programs and to foster a culture of compliance within the firm.
We are looking for:
- Significant compliance experience within Financial Services.
- Strong knowledge of FCA handbooks and regulations.
- Analytical approach to investigations and problem solving.
- Self-starter with excellent time and workload management skills.
We would particularly welcome applicants who hold formal compliance qualifications and/or have previous work experience within Wealth or Investment Management. Great career opportunities and benefits, please forward your details for more information.
Compliance Monitoring Specialist employer: Meraki Talent
Contact Detail:
Meraki Talent Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Specialist
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and guidelines. Being well-versed in these will not only help you during interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the financial services sector, especially those working in compliance roles. Attend industry events or join relevant online forums to gain insights and make valuable connections.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlight your analytical skills and how you've successfully navigated complex regulatory environments.
✨Tip Number 4
Showcase any formal compliance qualifications you hold, as well as relevant experience in wealth or investment management. This will set you apart from other candidates and align you closely with what we're looking for.
We think you need these skills to ace Compliance Monitoring Specialist
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Monitoring Specialist. Familiarise yourself with FCA requirements and the specific compliance challenges faced by wealth management firms.
Tailor Your CV: Highlight your relevant compliance experience within Financial Services. Emphasise your knowledge of FCA handbooks and regulations, as well as any formal compliance qualifications you hold. Make sure to showcase your analytical skills and problem-solving abilities.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your motivation for applying and how your background aligns with the role. Mention specific experiences that demonstrate your ability to conduct compliance audits and foster a culture of compliance.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Meraki Talent
✨Know Your FCA Regulations
Make sure you have a solid understanding of the FCA handbooks and regulations. Brush up on key compliance requirements relevant to the financial services sector, as this will demonstrate your expertise and commitment to the role.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples where you've used your analytical skills to solve compliance issues. Think about how you approached investigations and what outcomes you achieved, as this will highlight your problem-solving abilities.
✨Demonstrate Your Teamwork
Since the role involves working closely with various departments, be ready to share experiences that showcase your ability to collaborate effectively. Highlight instances where you fostered a culture of compliance within a team setting.
✨Time Management is Key
As a self-starter, it's crucial to manage your time and workload efficiently. Be prepared to discuss how you prioritise tasks and meet deadlines, especially when conducting compliance audits or monitoring activities.
