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For Companies At a Glance
- Tasks: Lead compliance monitoring activities and drive improvements in financial services.
- Company: Join a dynamic financial services client focused on compliance excellence.
- Benefits: Enjoy a permanent position with opportunities for professional growth.
- Why this job: Make a real impact by ensuring compliance and enhancing business standards.
- Qualifications: Experience in compliance roles, knowledge of FCA handbook, and strong communication skills required.
- Other info: Ideal for those passionate about compliance in the financial sector.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Compliance Monitoring Manager
Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team on a permanent basis.
Responsibilities of the Compliance Monitoring Manager:
-Provide oversight of first line activities by carrying out monitoring activities driving actions to make improvements
-Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting
-Assist in annual compliance reviews and risk assessments
-Provide compliance advice to the business around compliance monitoring, compliance standards and processes
Background of the Compliance Monitoring Manager:
-Experience working in a compliance role within Financial Services
-Strong exposure to completing compliance monitoring reviews
-Knowledge of the FCA handbook and the financial services regulatory framework
-Strong communication and stakeholder management skills
Compliance Monitoring Manager employer: Meraki Talent Ltd
Contact Detail:
Meraki Talent Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Manager
✨Tip Number 1
Familiarize yourself with the FCA handbook and the financial services regulatory framework. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Highlight your experience in conducting compliance monitoring reviews. Be ready to discuss specific examples where your actions led to improvements in compliance processes.
✨Tip Number 3
Showcase your strong communication and stakeholder management skills. Prepare to share instances where you've effectively collaborated with different teams to enhance compliance standards.
✨Tip Number 4
Research the company’s current compliance challenges and be prepared to discuss how you can address them. This proactive approach will set you apart from other candidates.
We think you need these skills to ace Compliance Monitoring Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Monitoring Manager position. Understand the key responsibilities and required skills, such as experience in compliance roles within Financial Services and knowledge of the FCA handbook.
Tailor Your CV: Customize your CV to highlight relevant experience and skills that align with the job requirements. Emphasize your background in compliance monitoring reviews and any specific achievements in previous roles.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of compliance monitoring and your ability to provide oversight and advice. Use specific examples from your past experiences to demonstrate your qualifications.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Meraki Talent Ltd
✨Showcase Your Compliance Knowledge
Make sure to highlight your understanding of the FCA handbook and the financial services regulatory framework. Be prepared to discuss specific compliance monitoring reviews you've conducted and how they align with industry standards.
✨Demonstrate Stakeholder Management Skills
Since strong communication and stakeholder management skills are crucial for this role, think of examples where you've successfully engaged with stakeholders. Share how you navigated challenges and built relationships to drive compliance initiatives.
✨Discuss Your Monitoring Activities
Be ready to talk about your experience in designing compliance monitoring plans. Discuss how you approach scoping, fieldwork, documentation, and reporting, and provide examples of actions you've driven to improve compliance processes.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities in compliance situations. Practice articulating your thought process and decision-making steps when faced with compliance challenges in a financial services context.
