Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Deliver internal assurance and compliance monitoring to strengthen regulatory oversight.
- Company: Leading Financial Services client with a focus on risk and compliance.
- Benefits: Up to £65,000 salary, strong benefits, and flexible remote working.
- Why this job: Make a real impact in compliance while enjoying a dynamic work environment.
- Qualifications: Experience in regulated financial services and strong understanding of FCA regulations.
- Other info: Remote-first role with occasional travel and excellent career growth opportunities.
The predicted salary is between 39000 - 65000 £ per year.
A leading Financial Services client is looking to hire an experienced Internal Compliance Assurance Officer to join their Risk and Compliance team. This role will focus on delivering internal assurance and compliance monitoring activity, strengthening regulatory oversight and improving control frameworks across the business. You will assess regulatory risk, test controls, identify compliance gaps and support the Head of Internal Assurance in maintaining a risk-based monitoring programme aligned with FCA requirements. The role offers a base salary of up to £65,000, a strong benefits package and very flexible working. The position is remote first with occasional travel to offices in Leicester and on the South Coast.
Key Responsibilities
- Deliver internal assurance reviews and compliance monitoring activity
- Identify control weaknesses and perform root cause analysis
- Produce senior stakeholder and Executive level reports
- Track remediation actions and support control improvements
- Conduct regulatory horizon scanning and stakeholder engagement
Skills and Experience
- Strong understanding of FCA regulation, GDPR and data protection
- Experience in regulated financial services environments
- Background in risk and control assessment
- Experience with compliance monitoring or internal audit frameworks
- Strong stakeholder management and communication skills
Qualifications
- ICA Advanced Certificate in Compliance or working towards it
If you are an experienced Internal Assurance Compliance Officer with the required background, please respond to this ad in the first instance with an up-to-date version of your CV for review.
Compliance Assurance Officer in Leicester employer: Mccabe & Barton
Contact Detail:
Mccabe & Barton Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assurance Officer in Leicester
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Compliance Assurance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points and examples from your past experience that showcase your skills in risk assessment and control improvements. This will help you shine when it comes to those tricky questions!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each one. A personalised touch can make all the difference!
✨Tip Number 4
Follow up after interviews! A quick thank-you email reiterating your interest in the role and highlighting a key point from your conversation can keep you top of mind. It shows you're proactive and genuinely interested in the position.
We think you need these skills to ace Compliance Assurance Officer in Leicester
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Assurance Officer role. Highlight your experience with FCA regulations and compliance monitoring, as well as any relevant qualifications like the ICA Advanced Certificate in Compliance.
Showcase Your Skills: Don’t just list your skills; demonstrate them! Use specific examples from your past roles where you identified control weaknesses or conducted regulatory horizon scanning. This will show us you’ve got the hands-on experience we’re looking for.
Be Clear and Concise: When writing your application, keep it clear and to the point. We appreciate straightforward communication, so avoid jargon and make sure your key achievements stand out. This helps us quickly see why you’d be a great fit!
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to attach your CV directly. Plus, it shows us you’re serious about joining our team!
How to prepare for a job interview at Mccabe & Barton
✨Know Your Regulations
Make sure you brush up on FCA regulations, GDPR, and data protection laws. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Prepare for Scenario Questions
Expect questions about how you've handled compliance gaps or control weaknesses in the past. Prepare specific examples that highlight your problem-solving skills and your ability to conduct root cause analysis.
✨Showcase Your Stakeholder Management Skills
Since this role involves engaging with senior stakeholders, be ready to discuss how you've successfully communicated complex compliance issues to non-compliance professionals. Highlight any reports you've produced for executive levels.
✨Demonstrate Your Continuous Learning
Mention your progress towards the ICA Advanced Certificate in Compliance. This shows your commitment to professional development and staying updated with industry standards, which is crucial for a Compliance Assurance Officer.
