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- Tasks: Conduct compliance monitoring and internal assurance reviews to strengthen regulatory oversight.
- Company: Join a leading Financial Services firm with a focus on risk and compliance.
- Benefits: Earn up to £65,000 with a strong benefits package and flexible remote work.
- Why this job: Make a real impact by improving control frameworks and ensuring regulatory compliance.
- Qualifications: Experience in financial services and understanding of FCA regulations required.
- Other info: Enjoy occasional travel and excellent career development opportunities.
The predicted salary is between 42000 - 78000 £ per year.
A leading Financial Services client is looking to hire an experienced Internal Compliance Assurance Officer to join their Risk and Compliance team. This role will focus on delivering internal assurance and compliance monitoring activity, strengthening regulatory oversight and improving control frameworks across the business.
You will assess regulatory risk, test controls, identify compliance gaps and support the Head of Internal Assurance in maintaining a risk-based monitoring programme aligned with FCA requirements.
The role offers a base salary of up to £65,000, a strong benefits package and very flexible working. The position is remote first with occasional travel to offices in Eastbourne and the Midlands.
Key Responsibilities- Deliver internal assurance reviews and compliance monitoring activity
- Identify control weaknesses and perform root cause analysis
- Produce senior stakeholder and Executive level reports
- Track remediation actions and support control improvements
- Conduct regulatory horizon scanning and stakeholder engagement
- Strong understanding of FCA regulation, GDPR and data protection
- Experience in regulated financial services environments
- Background in risk and control assessment
- Experience with compliance monitoring or internal audit frameworks
- Strong stakeholder management and communication skills
- ICA Advanced Certificate in Compliance or working towards it
If you are an experienced Internal Assurance Compliance Officer with the required background, please respond to this ad in the first instance with an up-to-date version of your CV for review.
Senior Compliance Officer in Eastbourne employer: Mccabe & Barton
Contact Detail:
Mccabe & Barton Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer in Eastbourne
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Senior Compliance Officer role. You never know who might have the inside scoop on openings or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points and examples from your past experience that showcase your skills in risk assessment and stakeholder management.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each one. A personal touch goes a long way!
✨Tip Number 4
Follow up after interviews! A quick thank-you email reiterating your interest in the role and highlighting a key point from your conversation can keep you top of mind. It shows you're proactive and genuinely interested in the position.
We think you need these skills to ace Senior Compliance Officer in Eastbourne
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your experience in compliance and risk management. We want to see how your background aligns with the role, so don’t be shy about showcasing your relevant skills and achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Senior Compliance Officer role. We love seeing your personality come through, so feel free to share your passion for compliance and how you can contribute to our team.
Showcase Your Regulatory Knowledge: Since this role involves a strong understanding of FCA regulations, make sure to highlight your knowledge in this area. We’re looking for candidates who can demonstrate their expertise and how they’ve applied it in previous roles.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy!
How to prepare for a job interview at Mccabe & Barton
✨Know Your Regulations
Make sure you brush up on FCA regulations, GDPR, and data protection laws. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've identified compliance gaps or improved control frameworks. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Engage with Stakeholders
Think about how you’ve managed stakeholder relationships in previous positions. Be ready to discuss how you’ve communicated complex compliance issues to senior management and how you’ve engaged with various teams to drive improvements.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s compliance culture and their approach to regulatory changes. This shows your genuine interest in the role and helps you assess if the company aligns with your values.
