At a Glance
- Tasks: Shape the future of compliance in a growing financial planning business.
- Company: Dynamic financial planning firm embracing technology and innovation.
- Benefits: Hybrid working, negotiable salary, and clear progression opportunities.
- Other info: Join an entrepreneurial environment with exciting growth plans.
- Why this job: Make a real impact and influence a modern compliance culture.
- Qualifications: Experience in wealth management and strong understanding of FCA regulations.
The predicted salary is between 50000 - 65000 £ per year.
An exciting opportunity has arisen to join a growing financial planning business that is taking a fresh approach to advice, technology and compliance. This is not a traditional compliance role within a large corporate structure. The business has ambitious growth plans and is looking for an experienced Compliance Manager or Senior Compliance Manager who wants to play an active role in shaping the future of the firm.
You'll join a highly entrepreneurial environment where technology and AI are being embraced to remove unnecessary administration, improve quality and create scalable processes. Rather than simply maintaining existing frameworks, you'll have the opportunity to influence how the compliance function evolves as the business grows.
The Role
This is a broad, hands-on position where you'll work closely with advisers and senior leadership, helping to create a modern compliance culture that supports growth and delivers excellent client outcomes. Responsibilities will include:
- Conducting case reviews and providing compliance oversight
- Supporting advisers and contributing to Training & Competence activities
- Developing and enhancing compliance frameworks and processes
- Driving a first-time-right culture across the business
- Identifying opportunities to improve efficiency through technology and AI
- Providing coaching, support and practical guidance to advisers
- Contributing to the design of scalable systems and controls
- Working with senior stakeholders to help shape the future operating model of the business
About You
- Have experience within wealth management or financial planning
- Possess a strong understanding of FCA regulations and advice standards
- Have experience supporting advisers and Training & Competence activities
- Enjoy improving systems and processes rather than simply maintaining them
- Embrace technology and be open to the opportunities presented by AI
- Be commercially minded and solutions focused
- Enjoy working in a collaborative and entrepreneurial environment
- Be ambitious and excited by the opportunity to influence a growing business
The Opportunity
This is a genuine opportunity to join a business at an exciting stage of its development. The successful individual will have the chance to make a significant impact, work closely with senior leadership and help build a modern compliance function designed for the future. There is clear scope for progression into a more senior leadership role as the business continues to expand. Hybrid working is available, with offices based in Manchester. Salary is negotiable and will reflect experience - our client will listen to all options.
Compliance Manager in Manchester employer: mbf
Join a dynamic financial planning business in Manchester that champions innovation and embraces technology to redefine compliance. As a Compliance Manager, you'll thrive in a collaborative and entrepreneurial culture, where your insights will directly shape the future of the firm. With ample opportunities for professional growth and a commitment to modernising compliance practices, this role offers a rewarding career path in a supportive environment that values your contributions.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in Manchester
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like mbf looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Manager in Manchester
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at mbf. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at mbf
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with mbf’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
