mbf. is seeking a senior Compliance Officer to lead SMF16 and SMF17 responsibilities within a growing boutique Independent Financial Adviser. You will embed a practical, business-focused compliance culture across advisers and operations while ensuring regulatory excellence and supporting growth.
You will oversee regulatory reporting, training, and governance, working closely with Partners and senior management to shape the firm’s compliance strategy and maintain high standards of governance.
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Senior Compliance Leader – Wealth Management (Hybrid) in London employer: mbf
MBF in Leeds is an exceptional employer, offering a dynamic work culture that fosters collaboration and professional growth within the private wealth sector. With a commitment to employee development, including study support for further qualifications, and a prime office location in the heart of Leeds city centre, we provide a rewarding environment where your expertise in paraplanning can truly thrive.
