At a Glance
- Tasks: Lead compliance strategy and ensure regulatory adherence in a dynamic wealth management environment.
- Company: Boutique Independent Financial Adviser based in London with a focus on growth and governance.
- Benefits: Competitive salary of £100,000+, performance bonus, and comprehensive benefits with hybrid working.
- Why this job: Join a forward-thinking team and make a significant impact on compliance culture.
- Qualifications: Strong FCA knowledge and a Diploma in Regulated Financial Planning required.
The predicted salary is between 100000 - 100000 £ per year.
mbf, a boutique Independent Financial Adviser in London, seeks a Compliance Officer to oversee SMF16/17 and develop the firm’s compliance strategy while embedding a practical, business-focused culture.
You’ll work with Partners and senior management to support growth and governance.
The role requires strong FCA knowledge, with a Diploma in Regulated Financial Planning, and offers hybrid working, a salary around £100,000+ plus a performance bonus and comprehensive benefits.
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Senior Compliance & AML Leader – Wealth Management in London employer: mbf
Join a leading UK wealth management business in Leeds, where you will thrive in a dynamic and high-performing team dedicated to client success. With a clear pathway for career progression to Investment Manager within 1-2 years, alongside outstanding benefits such as a discretionary bonus, generous pension contributions, and private medical insurance, this role offers not just a job but a meaningful career in investment management. Embrace the opportunity to build strong professional relationships and contribute to impactful financial outcomes while enjoying a supportive work culture that prioritises your growth and well-being.
