At a Glance
- Tasks: Review financial advice quality and support advisers to ensure high standards.
- Company: One of the UK's fastest-growing wealth management firms.
- Benefits: Work from home, competitive salary, and opportunities for professional growth.
- Other info: Join a supportive team and contribute to enhancing compliance frameworks.
- Why this job: Make a real impact on client outcomes in a dynamic compliance environment.
- Qualifications: Experience in compliance or advice quality with strong analytical skills.
The predicted salary is between 50000 - 60000 £ per year.
An exciting opportunity has arisen with one of the UK's fastest-growing national wealth management firms.
Following significant expansion through both acquisition and organic growth, the business is continuing to invest in its Compliance T C function and is now seeking a Financial Advice Outcomes Specialist to join the team.
This is a fantastic opportunity for an experienced Compliance or Advice Quality professional to play a key role in ensuring consistently high standards of financial advice, supporting advisers and helping to drive positive client outcomes across a national Financial Planning business.
Working from home with occasional travel to regional offices, you'll work closely with the Compliance Director and T C Manager, reviewing advice quality, supporting adviser development and contributing to the ongoing enhancement of the firm's compliance framework.
The Role As a Financial Advice Outcomes Specialist, you'll be responsible for reviewing the quality of financial advice being delivered by Financial Planners, ensuring it meets both internal advice standards and FCA regulatory requirements.
You'll adopt an outcomes-based approach to file reviews, assessing suitability under FCA COBS rules whilst ensuring advice and documentation demonstrate good client outcomes in line with Consumer Duty.
Alongside advice reviews, you'll provide clear and constructive feedback to advis...
