At a Glance
- Tasks: Ensure high standards of advice through detailed client file reviews and feedback.
- Company: A well-established private bank with a focus on compliance and training.
- Benefits: Clear career progression, supportive environment, and opportunities for professional development.
- Other info: Collaborative culture with a focus on training and coaching.
- Why this job: Transition into a broader compliance role with impactful responsibilities and growth potential.
- Qualifications: Experience in paraplanning or suitability review is essential.
The predicted salary is between 45000 - 55000 £ per year.
A well-established private bank is seeking a Business Standards Quality Manager to join its Compliance / Training Competence (T C) function.
This is an excellent opportunity for a Paraplanner or suitability reviewer looking to transition into a broader compliance-focused role, with clear progression into a T C Supervisory position over time.
The Role You will play a key role in ensuring high standards of advice and documentation across the business through detailed client file reviews.
Working closely with advisers and T C Supervisors, you will provide valuable feedback, identify trends, and contribute to training and coaching strategies.
Key responsibilities include: Conducting client file reviews to assess advice suitability and documentation quality Delivering constructive feedback to advisers and identifying performance trends Supporting T C Supervisors with oversight and coaching initiatives Maintaining and enhancing T C processes and supervisory documentation Assisting with projects and technical support alongside senior stakeholders Ensuring adherence to regulatory standards and internal compliance frameworks About You Experience in paraplanning, file review, or advice suitability assessment Understandin...
Business Quality Manager employer: mbf. Careers
Join one of Scotland’s fastest-growing financial planning businesses, where you will thrive in a supportive and professional environment that values both personal and professional growth. With a commitment to providing high-quality advice and a strong focus on employee development, this independently owned practice offers excellent benefits, including financial support for industry qualifications and genuine opportunities for career progression. Experience the unique blend of a boutique firm's values with the resources of a larger organisation, all while working in the vibrant city of Edinburgh.
