At a Glance
- Tasks: Support compliance operations and ensure adherence to regulatory requirements in a fast-paced trading environment.
- Company: Maven, a leading proprietary trading firm focused on innovation and market liquidity.
- Benefits: Comprehensive training, friendly culture, and opportunities for significant impact in a growing global firm.
- Other info: Work with cutting-edge technology and enjoy a supportive, informal work environment.
- Why this job: Join a dynamic team and gain valuable experience in compliance within the trading industry.
- Qualifications: 2-3 years in a legal or compliance role; strong attention to detail and eagerness to learn.
The predicted salary is between 50000 - 60000 £ per year.
Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market‑making strategies. Backed by deep expertise in trading, technology, and research, we are relentlessly focused on improving liquidity across global listed derivatives. Through advanced execution and pricing technologies, we improve how financial markets operate.
We are looking for a Compliance Analyst to join our London‑based Compliance team. As a Compliance Analyst, you will contribute to the effective operation of the firm according to its regulatory and internal policy requirements as they apply across the diverse range of trading activities carried out. You will also add value supporting this firm in achieving its forward‑looking growth and development plans. In doing so, you will gain exposure to key aspects of compliance, supporting electronic options market making and multi‑strategy trading (encompassing proprietary equity and bond strategies such as event trading and equity capital markets), regulatory monitoring, prudential compliance, policy implementation, and employee trading oversight. The successful candidate will thrive in a fast‑paced proprietary trading environment.
As Maven continues to develop and expand its business activities, the complexity of the regulatory and exchange landscape, within which we operate, increases in parallel. Our aim is to ensure Compliance provides market‑leading support for the firm and, in doing so, ensures its safe, effective and sustainable growth and development. Comprehensive training will be provided to ensure your success and ongoing development in this role.
Key Responsibilities- Support the review and update of compliance policies and procedures and assist with the drafting and maintenance of training materials and employee guidance.
- Support the compilation and coordination of internal compliance reports, including quarterly compliance reports and other periodic disclosures.
- Ensure the safe and effective operation of Maven’s wall‑crossing processes and assist with maintaining restricted lists and watch lists. Work directly with our trading business units to support the implementation of effective information barriers.
- Support Maven’s extensive operational compliance framework, contributing to processes such as those related to personal account dealing. Escalate potential compliance issues and contribute to documentation and reporting.
- Assist the ongoing monitoring of the firm’s prudential obligations and support reporting in accordance with relevant regulatory frameworks.
- Assist in the preparation and validation of regulatory filings required under UK, EU, US, and other relevant regimes; work with the team to ensure timely and accurate submissions.
- Assist with responding to requests from regulators and counterparties, including regulatory questionnaires and due diligence enquiries.
- Coordinate the tracking and completion of mandatory compliance training and attestations across the firm.
- Minimum of 2 - 3 years’ experience in a relevant legal or compliance role is required.
- Strong attention to detail, excellent organisational skills, and the ability to manage multiple tasks according to tight deadlines.
- Effective communication skills and a collaborative approach.
- Eagerness to learn – full training on compliance procedures will be provided.
- Technical: Excel, SQL, Python
- AI: Utilising AI in information gathering, providing advice, task automation and to improve general efficiency.
- A great environment whereby technology is key to our success.
- The upside of a start‑up without the associated risks.
- Friendly, informal and highly rewarding culture.
- A fast‑growing global firm with plenty of opportunities where you will have a significant impact.
Compliance Analyst employer: Mavensecuritiesholdingltd
Maven is an exceptional employer, offering a dynamic and supportive work environment in the heart of London. As a Compliance Analyst, you will benefit from comprehensive training and development opportunities while contributing to a fast-paced proprietary trading firm that values innovation and collaboration. With a friendly and informal culture, Maven empowers its employees to make a significant impact on the firm's growth and success, all while navigating the complexities of the financial markets.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Mavensecuritiesholdingltd looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Mavensecuritiesholdingltd. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Mavensecuritiesholdingltd
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Mavensecuritiesholdingltd’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
