At a Glance
- Tasks: Conduct risk assessments, manage compliance checks, and support client onboarding processes.
- Company: Join Maurice Turnor Gardner, a leading firm with a focus on risk and compliance.
- Benefits: Permanent or fixed-term contract options, competitive salary, and professional development opportunities.
- Other info: Collaborative team culture with opportunities for growth and learning.
- Why this job: Make a real impact in a dynamic environment while developing your skills in risk management.
- Qualifications: Strong academic background and excellent analytical skills required.
The predicted salary is between 40000 - 50000 £ per year.
Maurice Turnor Gardner is currently looking for a Risk and Compliance Officer to join our Business Acceptance Unit (BAU) team. This would ideally be a permanent position but MTG is also prepared to consider candidates looking for a minimum 12-month fixed term contract. This role should not be considered a route to obtaining a training contract or SQE experience.
Duties
- Reporting to the Head of Risk and the Risk and Compliance Analyst
- Conduct conflict checks in a timely and co-ordinated manner and assist with their analysis
- Support the risk assessment and due diligence exercise during client take‐on and for the purposes of ongoing monitoring
- Open files on the case management system accurately and promptly
- Ensure that all due diligence records are filed and maintained to a high standard
- Review new client and matter requests to verify that the information and documentation provided by the client team is accurate and complete in accordance with the SRA, AML, Counter‐Terrorist Financing, Counter‐Proliferation Financing and Sanctions legal and regulatory framework and the firm's policies
- Raise and resolve queries with the client team
- Advise on client due diligence required in specific scenarios and how this can be obtained
- Liaise efficiently with Senior Management and the Head of Risk, as appropriate, to obtain approval to open new files or matters
- Review and finalise client and matter risk assessments
- Review and finalise letters of engagement
- Conduct due diligence research relating to new and existing clients and matters using a variety of online tools, such as, but not limited to, Worldcheck, Experian, Google and Bing
- Assist with ongoing monitoring of existing clients and review updates on electronic verification systems including in relation to clients placed on ongoing screening and updating the client team, if necessary
- Stay abreast of risk and compliance updates including monitoring key websites and organisations for risk and compliance updates, attending relevant webinars and training and providing reports to the Head of Risk and the BAU team
- Assist with internal and external AML audits
- Assist with queries relating to conflicts of interest
- Assist with the firm's processes in relation to undertakings
- Assist with the firm's process in relation to breaches
- Assist with the firm's processes in relation to complaints
- Assist with the firm's processes in relation to the register of external appointments
- Assist with the firm's process for archiving files, including in relation to removing names from Worldcheck Ongoing Searches
- Assist with drafting with regard to risk-related policies, controls and procedures
- Attend weekly BAU meetings
- Promptly raise any concerns regarding non‐compliance with policies and procedures with the Head of Risk and/or MLRO, as appropriate
- Promote awareness of compliance requirements within the organisation
- Assist with trialling new software and processes in the BAU, as appropriate
- Liaise with other teams, including Finance and IT, as appropriate
- Ad hoc tasks relating to the BAU
Knowledge and Skills requirements
- Strong academic background
- Ability to quickly master the legal and regulatory framework relating to conflicts of interest, Sanctions, data, Anti‐Money Laundering, Counter‐Terrorist Financing, Counter‐Proliferation Financing
- Strong organisational, analytical and problem‐solving skills
- Able to deliver a high level of service and with the highest professional standards
- Excellent IT skills including Word and Excel skills
- High level of attention to detail and accuracy in work
- Ability to quickly develop strong drafting skills
- Awareness of the work undertaken by a law firm that specialises in private client and real estate work, along with an appreciation of legal terms
- Understanding of relevant legal documentation
- Proficiency in technical applications
- Ability to effectively use research applications, such as Worldcheck
- Understanding of key AML monitoring systems
- Excellent project management skills
Personal Attributes
- Professionalism and confidence to liaise at all levels
- Excellent cultural awareness, courteousness and sensitivity
- Sound work ethic and capable of meeting deadlines
- Ability to deal with a wide range of people with differing issues and requirements
- Ability to demonstrate initiative
- Ability to work collaboratively
- Ability to work under pressure
- Excellent communicator
- Can do, proactive attitude
Desirable
- Previous experience in a similar role to this one
Hours
9.30am to 5.30pm although 10.30am - 6.30pm is also acceptable and hours may change during busy periods.
Risk & Compliance Officer in London employer: Maurice Turnor Gardner LLP
Maurice Turnor Gardner is an exceptional employer, offering a dynamic work environment where compliance and risk management professionals can thrive. With a strong commitment to employee development, the firm provides ongoing training opportunities and fosters a collaborative culture that values professionalism and attention to detail. Located in a vibrant area, employees benefit from a supportive team atmosphere and the chance to engage with senior management, making it an ideal place for those seeking meaningful and rewarding careers in the legal sector.
Contact Details:
Maurice Turnor Gardner LLP Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Risk & Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its values. Understand their approach to risk and compliance, and be ready to discuss how your skills align with their needs. Show them you’re not just another candidate!
✨Tip Number 3
Practice your responses to common interview questions, especially those related to risk assessment and compliance scenarios. Use the STAR method (Situation, Task, Action, Result) to structure your answers and demonstrate your problem-solving skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Risk & Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Risk & Compliance Officer role. Highlight relevant experience and skills that match the job description, especially around compliance and risk management.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this position. Use specific examples from your past experiences that demonstrate your understanding of compliance and risk assessment.
Showcase Your Attention to Detail:In a role like this, attention to detail is key. Make sure your application is free from typos and errors. This will show us that you take pride in your work and understand the importance of accuracy.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at Maurice Turnor Gardner LLP
✨Know Your Regulations
Familiarise yourself with the legal and regulatory frameworks relevant to the role, such as AML, Counter-Terrorist Financing, and SRA guidelines. This will not only help you answer questions confidently but also demonstrate your commitment to compliance.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical and problem-solving skills in past roles. Be ready to discuss specific situations where you conducted risk assessments or resolved compliance issues, as this will highlight your suitability for the position.
✨Master the Tools of the Trade
Brush up on your IT skills, especially with applications like Word, Excel, and research tools such as Worldcheck. Being able to discuss your proficiency with these tools will show that you're ready to hit the ground running.
✨Demonstrate Professionalism
During the interview, maintain a professional demeanour and communicate clearly. Show that you can liaise effectively with various stakeholders, as this is crucial for a Risk & Compliance Officer. A proactive attitude will set you apart!
