Mattioli Woods plc in Leicester seeks a hands-on T&C Partner to deliver the Training and Competence scheme within the Wealth Division, ensuring FCA SYSC compliance and SM&CR obligations are met. You will work with T&C Supervisors, Wealth Management Directors and the Group T&C Officer to maintain high standards.
The role focuses on scheme oversight, audits, CPD, and MI reporting, with a strong emphasis on data accuracy and timely completion of observation forms, PDPs, and training records.
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T&C Partner: Elevate Compliance in Wealth in Leicester employer: Mattioli Woods plc
Mattioli Woods plc is an exceptional employer, offering a unique opportunity to join their Financial Adviser Academy in Leicester. With a fully salaried programme that includes one-to-one mentoring and real client exposure, employees benefit from a supportive work culture focused on professional growth and development. The structured training ensures that you not only gain essential skills but also have the chance to progress into a compliant adviser role, making it a rewarding place for those seeking meaningful employment in the financial sector.
