At a Glance
- Tasks: Evaluate compliance and conduct audits to ensure regulatory standards are met.
- Company: Join a growing insurance broker committed to diversity and fairness.
- Benefits: Competitive salary, supportive work environment, and opportunities for professional growth.
- Other info: Dynamic team culture with a focus on collaboration and stakeholder relationships.
- Why this job: Make a real impact by improving internal controls and risk management.
- Qualifications: Experience in FCA compliance and strong attention to detail required.
The predicted salary is between 40000 - 50000 £ per year.
My client are looking for experienced FCA / Compliance / Insurance professionals to join their growing team who are responsible for evaluating and improving the effectiveness of internal controls, risk management, and governance processes within their Insurance Broker business. The role focuses on operational, financial, and compliance audits, ensuring that business activities are conducted efficiently, accurately, and in line with regulatory and company standards.
Key duties:
- Evaluate compliance with applicable insurance regulations, internal policies, and procedures.
- Conduct audits to ensure adherence to FCA requirements, conduct standards, and company policies.
- Prepare clear and structured audit reports via online audit portals outlining findings, risks, and recommendations.
- Identify operational, financial, and compliance risks within the business.
- Assess the adequacy of controls implemented to mitigate those risks.
- Recommend practical improvements and monitor implementation of agreed actions.
Additional requirements:
- Attention to detail.
- Ability to influence stakeholders.
- Support colleagues in building relationships with insurance brokers encouraging open, regular meetings.
- Ideally experience working within a regulated environment and with full understanding of the principles of TCF and Insurance Practice.
Along with our client, we are committed to a diverse workforce and as such recruit from a wide available pool of talent, with the hiring, assessment and selection process being fair, free from bias and one which ensures the right person is selected for the job, based on merit. We treat colleagues, candidates, clients, and business partners with equality, fairness and respect, regardless of their age, disability, race, religion or belief, gender, sexual orientation, marital status or family circumstances.
File Auditor - Insurance Compliance in Newcastle upon Tyne employer: Massenhove Recruitment Ltd
As a File Auditor in the Insurance Compliance sector, you will thrive in a dynamic and inclusive work environment that prioritises professional growth and development. Our commitment to diversity ensures that every team member is valued and respected, fostering a culture of collaboration and innovation. Located in a vibrant area, we offer competitive benefits and opportunities for career advancement, making us an exceptional employer for those seeking meaningful and rewarding employment.
Contact Details:
Massenhove Recruitment Ltd Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land File Auditor - Insurance Compliance in Newcastle upon Tyne
✨Tip Number 1
Network like a pro! Reach out to your connections in the insurance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that File Auditor role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance standards. We recommend creating a cheat sheet of key points to discuss, so you can impress your interviewers with your knowledge and confidence.
✨Tip Number 3
Showcase your attention to detail! During interviews, share specific examples of how you've identified risks or improved processes in past roles. We want to see how you can bring that same diligence to our client's team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace File Auditor - Insurance Compliance in Newcastle upon Tyne
Some tips for your application 🫡
Read the Job Description Thoroughly:Before you dive into your application, take a moment to really understand what we're looking for. Familiarise yourself with the key duties and requirements so you can tailor your application to show us you're the perfect fit.
Showcase Your Experience:When writing your application, highlight your experience in FCA, compliance, or insurance. Use specific examples that demonstrate your skills in evaluating internal controls and conducting audits, as this will help us see how you can contribute to our team.
Be Clear and Structured:Just like the audit reports you'll be preparing, your application should be clear and well-structured. Make it easy for us to read by using headings, bullet points, and concise language to outline your qualifications and experiences.
Apply Through Our Website:We encourage you to apply directly through our website. This way, your application will go straight to us, and we can ensure it gets the attention it deserves. Plus, it’s super easy to do!
How to prepare for a job interview at Massenhove Recruitment Ltd
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations and compliance standards relevant to the insurance industry. Being able to discuss these confidently will show that you're not just familiar with the role, but that you’re genuinely invested in understanding the regulatory landscape.
✨Prepare for Scenario Questions
Expect questions that ask you to evaluate compliance scenarios or identify risks. Practise articulating your thought process clearly, as this will demonstrate your analytical skills and attention to detail, which are crucial for a File Auditor.
✨Showcase Your Reporting Skills
Since preparing structured audit reports is a key duty, be ready to discuss your experience with report writing. Bring examples of past reports you've created, highlighting how you identified findings and made recommendations. This will illustrate your ability to communicate complex information effectively.
✨Build Rapport with Stakeholders
Highlight your experience in influencing stakeholders and building relationships. Be prepared to share specific examples of how you've successfully collaborated with colleagues or clients in the past, as this will show your interpersonal skills and ability to foster open communication.
