At a Glance
- Tasks: Evaluate compliance and conduct audits to ensure regulatory standards are met.
- Company: Join a growing insurance broker committed to diversity and fairness.
- Benefits: Competitive salary, supportive team environment, and opportunities for professional growth.
- Other info: Dynamic role with a focus on collaboration and stakeholder engagement.
- Why this job: Make a real impact by improving internal controls and risk management.
- Qualifications: Experience in FCA compliance and strong attention to detail required.
The predicted salary is between 40000 - 50000 £ per year.
My client are looking for experienced FCA / Compliance / Insurance professionals to join their growing team who are responsible for evaluating and improving the effectiveness of internal controls, risk management, and governance processes within their Insurance Broker business. The role focuses on operational, financial, and compliance audits, ensuring that business activities are conducted efficiently, accurately, and in line with regulatory and company standards.
Key duties:
- Evaluate compliance with applicable insurance regulations, internal policies, and procedures.
- Conduct audits to ensure adherence to FCA requirements, conduct standards, and company policies.
- Prepare clear and structured audit reports via online audit portals outlining findings, risks, and recommendations.
- Identify operational, financial, and compliance risks within the business.
- Assess the adequacy of controls implemented to mitigate those risks.
- Recommend practical improvements and monitor implementation of agreed actions.
- Attention to detail.
- Ability to influence stakeholders.
- Support colleagues in building relationships with insurance brokers encouraging open, regular meetings.
- Ideally experience working within a regulated environment and with full understanding of the principles of TCF and Insurance Practice.
Along with our client, we are committed to a diverse workforce and as such recruit from a wide available pool of talent, with the hiring, assessment and selection process being fair, free from bias and one which ensures the right person is selected for the job, based on merit. We treat colleagues, candidates, clients, and business partners with equality, fairness and respect, regardless of their age, disability, race, religion or belief, gender, sexual orientation, marital status or family circumstances.
A copy of our D&I policy can be made available upon request.
File Auditor - Insurance Compliance in Gateshead employer: Massenhove Recruitment Limited
As a File Auditor in the Insurance Compliance sector, you will thrive in a dynamic and inclusive work environment that prioritises professional growth and development. Our commitment to diversity ensures that every team member is valued and respected, fostering a culture of collaboration and innovation. With opportunities for continuous learning and a focus on maintaining high standards of compliance, this role offers a meaningful career path in a supportive setting.
Contact Details:
Massenhove Recruitment Limited Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land File Auditor - Insurance Compliance in Gateshead
✨Tip Number 1
Network like a pro! Reach out to your connections in the insurance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance standards. We want you to be able to discuss how you can evaluate and improve internal controls effectively. Show them you’re the expert they need!
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can go a long way. We recommend mentioning something specific from your conversation to remind them of your fit for the role. It shows you’re genuinely interested!
✨Tip Number 4
Apply through our website for the best chance at landing that File Auditor role. We make it easy for you to showcase your skills and experience directly to hiring managers. Let’s get you that job!
We think you need these skills to ace File Auditor - Insurance Compliance in Gateshead
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the File Auditor role. Highlight your experience in FCA compliance and insurance, and don’t forget to showcase your attention to detail. We want to see how your skills align with the key duties mentioned in the job description!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific examples of how you've evaluated compliance or conducted audits in the past. We love seeing your personality come through!
Be Clear and Concise:When filling out your application, keep your language clear and concise. We appreciate straightforward communication, especially when it comes to outlining your audit experiences and recommendations. Avoid jargon unless it’s relevant!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the whole process smoother for everyone involved!
How to prepare for a job interview at Massenhove Recruitment Limited
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations and compliance standards relevant to the insurance industry. Being able to discuss these confidently will show that you're not just familiar with the role but also genuinely interested in the field.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios or audit situations. Think of examples from your past experience where you identified risks or improved processes, and be ready to share those stories.
✨Showcase Your Attention to Detail
As a File Auditor, attention to detail is crucial. During the interview, highlight instances where your meticulous nature led to significant findings or improvements. This will demonstrate your capability to perform thorough audits.
✨Build Rapport with Interviewers
Remember, this role involves influencing stakeholders and building relationships. Use the interview as an opportunity to connect with your interviewers. Ask them about their experiences and share your thoughts on fostering collaboration within teams.
