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- Tasks: Ensure trades comply with regulations and monitor transactions across various asset classes.
- Company: Renowned investment management firm with a focus on compliance.
- Benefits: One-year contract with opportunities for skill development and career acceleration.
- Why this job: Join a dynamic team and enhance your analytical skills in investment compliance.
- Qualifications: Minimum one year in investment management with compliance exposure.
- Other info: Mason Blake promotes equal opportunities and values diverse applicants.
The predicted salary is between 28800 - 48000 £ per year.
Our client, a renowned investment management firm, is searching for a Compliance Monitoring Analyst to join the team on a one-year contract. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes.
The key aspects of this role include:
- Ensuring trades and transactions are compliant with regulatory requirements.
- Pre & post-trade monitoring covering all asset classes, including investor support.
- Maintaining the compliance monitoring system.
The ideal candidate will possess:
- A minimum of one year’s experience in investment management.
- Exposure to investment compliance, compliance monitoring or investment operations.
This is an excellent opportunity for a determined, highly-analytical Compliance Monitoring Analyst to accelerate their career and develop incredible skills in a dynamic role. If you believe your skills and experience are a match for this great opportunity, please apply below with a copy of your CV.
Investment Compliance Monitoring Specialist in London employer: Mason Blake
Contact Detail:
Mason Blake Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Monitoring Specialist in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management field. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on compliance regulations and asset classes. We want you to be ready to impress! Research common interview questions for compliance roles and practice your answers. Confidence is key!
✨Tip Number 3
Showcase your analytical skills! During interviews, share specific examples of how you've ensured compliance in past roles. We love hearing about real-life scenarios where you’ve made a difference in monitoring trades and transactions.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. We’re here to help you land that Compliance Monitoring Analyst role, so make sure you take advantage of all the resources we offer.
We think you need these skills to ace Investment Compliance Monitoring Specialist in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Investment Compliance Monitoring Specialist. Highlight your experience in investment compliance and any relevant asset classes you've worked with. We want to see how your skills match what we're looking for!
Showcase Your Analytical Skills: Since this role requires a highly-analytical mindset, don’t forget to showcase your analytical skills in your application. Use specific examples from your past experiences that demonstrate your ability to monitor compliance effectively.
Be Clear and Concise: When writing your application, keep it clear and concise. Avoid jargon and make sure your points are easy to understand. We appreciate straightforward communication, so get to the point while still showing your enthusiasm for the role!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Mason Blake
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of investment compliance and regulatory requirements. Familiarise yourself with the specific asset classes mentioned in the job description, as this will show that you're not just a generalist but someone who understands the nuances of the role.
✨Prepare for Scenario Questions
Expect to be asked about how you would handle specific compliance scenarios. Think of examples from your past experience where you ensured compliance or dealt with a tricky situation. This will demonstrate your analytical skills and ability to think on your feet.
✨Showcase Your Monitoring Skills
Since the role involves pre and post-trade monitoring, be ready to discuss any tools or systems you've used in the past. If you have experience maintaining compliance monitoring systems, highlight that! It’s all about showing you can hit the ground running.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions. Inquire about the team dynamics, the compliance challenges they face, or how success is measured in this role. This shows your genuine interest and helps you assess if the company is the right fit for you.
