At a Glance
- Tasks: Monitor trading activities and ensure compliance in a dynamic Futures & Options environment.
- Company: Join a leading London-based investment bank with ambitious growth plans.
- Benefits: Competitive salary, hybrid work model, mentorship, and comprehensive health benefits.
- Other info: Great opportunity for career advancement in a supportive team environment.
- Why this job: Be part of an exciting new venture and grow your compliance career with expert guidance.
- Qualifications: 2-4 years of Futures & Options Compliance experience and knowledge of Nasdaq SMARTS.
The predicted salary is between 60000 - 80000 £ per year.
The role reports into a Senior Compliance Manager in their London office. The existing company has a proven pedigree in other asset classes, is a global bank with a solid balance sheet and ambitious plans to grow out their Futures & Options trading desks in London.
Our client is looking for a graduate calibre Compliance Analyst with circa 2-4 years of Futures & Options Compliance experience, ideally with ETD/Futures Trade Surveillance Compliance experience. Specific experience using the Nasdaq SMARTS Trade Surveillance system (monitoring of ETD/Futures & Options Trading activities) is required.
Due to the size of the team from the start, the role will be both hands-on, as well as growing into a Generalist Compliance or Compliance Advisory role in the future. In addition, this role offers 1-2-1 mentorship directly with an experienced Compliance Manager.
The company offers a hybrid mix of working-from-home and in-the-office arrangements.
If you have strong and senior Futures & Options Compliance experience and are looking for one of the most exciting related opportunities in London right now, please apply if you have the relevant experience.
Salary: Between £60,000 pa - £80,000 pa, dependent upon experience, with an annual discretionary bonus, pension, healthcare, life insurance, medi-cash, private medical and income protection.
Trade Surveillance Compliance Analyst (Futures & Options/ ETD’s) in Slough employer: Martis Search
As a leading Investment Bank in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. With a strong focus on mentorship and hands-on experience, our Trade Surveillance Compliance Analyst role offers the unique opportunity to be part of an exciting new venture in Futures & Options, while enjoying a flexible hybrid working model and a comprehensive benefits package that includes competitive salary, bonuses, and health coverage.
StudySmarter Expert Advice🤫
We think this is how you could land Trade Surveillance Compliance Analyst (Futures & Options/ ETD’s) in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the Nasdaq SMARTS system and current trends in Futures & Options trading. We want you to be able to showcase your expertise and how it aligns with the role. Practice common interview questions too!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that excite you! Use our website to find roles that match your skills and interests. Tailor your approach to each company to show them why you’re the perfect fit.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to highlight your qualifications.
We think you need these skills to ace Trade Surveillance Compliance Analyst (Futures & Options/ ETD’s) in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Trade Surveillance Compliance Analyst role. Highlight your Futures & Options Compliance experience and any specific skills with the Nasdaq SMARTS system. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're excited about this role and how your experience aligns with our needs. We love seeing genuine enthusiasm, so let your personality come through!
Showcase Relevant Experience:When filling out your application, be sure to showcase your relevant experience in Futures & Options Compliance. If you've worked in a similar environment or have hands-on experience with trade surveillance, make it known. We’re keen on candidates who can hit the ground running!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it makes the process smoother for both of us!
How to prepare for a job interview at Martis Search
✨Know Your Trade Surveillance Systems
Make sure you brush up on your knowledge of the Nasdaq SMARTS Trade Surveillance system. Be ready to discuss how you've used it in past roles, as this will show your familiarity with the tools they'll expect you to use.
✨Showcase Your Compliance Experience
Prepare specific examples from your 2-4 years of Futures & Options Compliance experience. Highlight situations where you identified risks or contributed to compliance improvements, as this will demonstrate your hands-on expertise.
✨Understand the Company’s Ambitions
Research the investment bank's plans for growth in the Futures & Options trading desks. Being able to articulate how you can contribute to their ambitious goals will set you apart from other candidates.
✨Emphasise Your Adaptability
Since the role may evolve into a Generalist Compliance or Compliance Advisory position, be prepared to discuss your willingness to learn and adapt. Share examples of how you've successfully taken on new responsibilities in previous roles.
