At a Glance
- Tasks: Lead legal support for new wealth management products and navigate complex regulatory matters.
- Company: High-growth fintech with a dynamic and innovative environment.
- Benefits: Competitive day rate, hybrid working, and potential for contract extension or permanent role.
- Other info: Opportunity to work closely with regulators and strategic partners.
- Why this job: Join a fast-paced team and make a real impact in the fintech space.
- Qualifications: Experienced Financial Services Regulatory lawyer with in-house fintech experience.
Immediate opportunity for an experienced Financial Services Lawyer with a background in regulatory and investments to join a high-growth fintech on an initial contract basis starting ASAP. 3-6 months with potential to extend/go permanent. Day rate, inside IR35, hybrid working (2/3 split).
Reporting to the Head of Legal you will take a lead role as a dedicated support for the roll out of new wealth management products and services, advising on complex regulatory matters and liaising extensively with regulators. This will include:
- owning the legal workstream for the investments proposition
- responding to queries from the FCA on the VoP
- negotiating agreements with strategic partners and suppliers such as fund managers, tech vendors and other intermediaries
- drafting client facing documentation, investment T&Cs, disclosures
- ensuring compliance and regulatory requirements are met
- advising the business on product governance and other regulatory matters
- preparing reports for the Board and ExCo
You will be an experienced FS Regulatory lawyer ideally with experience gained in-house within a similar fast-paced fintech environment. Depth of technical knowledge regarding the retail-investments rulebook (COBS, PROD, CASS oversight, the ISA/SIPP/GIA wrappers) and being productive from day one is key.
For more information: Amanda Chard, Head of Interim Legal Search, Marsden
Interim Senior Regulatory Lawyer (Retail Investments) in Slough employer: Marsden
Join a dynamic fintech that champions innovation and growth, offering a collaborative work culture where your expertise as an Interim Senior Regulatory Lawyer will be valued. With a focus on employee development and a hybrid working model, you will have the opportunity to make a significant impact while enjoying a competitive day rate and the potential for contract extension or permanent placement. This role not only allows you to engage with cutting-edge wealth management products but also positions you at the forefront of regulatory compliance in a fast-paced environment.
StudySmarter Expert Advice🤫
We think this is how you could land Interim Senior Regulatory Lawyer (Retail Investments) in Slough
✨Get Involved in Legal Networking Events
Jump into local or virtual legal networking events to meet industry pros and get your foot in the door! Use platforms like Eventbrite or Meetup to find gatherings, as these are great for making connections and hearing about temporary roles at firms like Marsden.
✨Showcase Your Skills Online
Create a simple online portfolio to showcase your legal work, whether that's case briefs, research papers, or even blog posts on legal topics. This public display can really set you apart when looking for temp roles in law, especially if you can make it relevant to the work that Marsden does!
✨Tap into Law School Resources
If you're near a law school, hit up their career services. They often have leads on temporary positions and can help connect you with alumni working at firms. Plus, they might host workshops or job fairs specific to the legal sector—great for scoring that temp position!
✨Stay Updated with Legal Job Boards
Regularly check specialised legal job boards like LawCareers.Net or TotallyLegal for temporary listings. Many firms post their openings directly there, and applying quickly can give you an edge over the competition when looking to join a prestigious firm like Marsden.
We think you need these skills to ace Interim Senior Regulatory Lawyer (Retail Investments) in Slough
Some tips for your application 🫡
Show Off Your Legal Know-How:In the legal services world, it's all about demonstrating your understanding of relevant laws and regulations. Make sure your CV highlights your legal training, internships, or any relevant projects you've worked on. If you've done any mooting or legal research, include those too - they can really set you apart!
Tailor Your Application for the Temp Role:Since this is a temporary position, your application should stress your adaptability and readiness to jump in right away. Highlight any previous temp roles where you quickly got up to speed, or any diverse experiences that show you can handle a variety of cases or tasks with ease.
Keep it Specific with Your Documents:Make sure your application includes essential legal documents, such as any relevant certifications or memberships in legal bodies. These can add credibility to your CV and show that you're serious about the profession – especially useful in a competitive field like law!
Express Your Enthusiasm in the Cover Letter:Your cover letter is a golden opportunity to express your enthusiasm for the role and the organisation. Let them know why you’re excited about this temporary position with Marsden and how you're motivated to contribute to their success during your limited time with them!
How to prepare for a job interview at Marsden
✨Show Off Your Legal Know-How
Prepare to discuss your understanding of legal terminology and concepts that might come up during the interview for the Interim Senior Regulatory Lawyer (Retail Investments) role at Marsden. Brush up on relevant laws or recent cases that could be pertinent to the temporary position, as they'll likely appreciate candidates who can think on their feet and adapt to the fast-paced legal environment.
✨Talk About Your Flexibility
Since this is a temporary role, employers want to know you can hit the ground running. Be ready to highlight past experiences where you've had to quickly adapt to new tasks or work cultures. Flexibility is key in a short-term position like this, so share specific examples that demonstrate your ability to manage changing priorities efficiently.
✨Prepare for the Casework Challenge
You might face hypothetical scenarios where you'd have to advise on a legal issue or case. Practice articulating your thought process clearly, as interviewers in the legal sector often expect candidates to walk them through their reasoning step-by-step. This will not only showcase your legal acumen but also demonstrate your communication skills, which are crucial in law.
✨Pitch Your Legal Portfolio
If you have any relevant work samples, such as briefs, contracts, or legal research, this is your chance to shine! Be ready to discuss what you did, what challenges you faced, and the outcomes. This speaks volumes more than just listing your skills; it shows you're proactive and results-oriented, which is essential for a temporary role at Marsden.
