Immediate opportunity for an experienced Financial Services Lawyer with a background in regulatory and investments to join a high-growth fintech on an initial contract basis starting ASAP.
3-6 months with potential to extend/go permanent. Day rate, inside IR35, hybrid working (2/3 split).
Reporting to the Head of Legal you will take a lead role as a dedicated support for the roll out of new wealth management products and services, advising on complex regulatory matters and liaising extensively with regulators. This will include:
- owning the legal workstream for the investments proposition
- responding to queries from the FCA on the VoP
- negotiating agreements with strategic partners and suppliers such as fund managers, tech vendors and other intermediaries
- drafting client facing documentation, investment T&Cs, disclosures
- ensuring compliance and regulatory requirements are met
- advising the business on product governance and other regulatory matters
- preparing reports for the Board and ExCo
You will be an experienced FS Regulatory lawyer ideally with experienced gained in-house within a similar fast-paced fintech environment. Depth of technical knowledge and understanding coupled with the ability to manage a varied workload is key.
For more information:
Amanda Chard
Head of Interim Legal Search
Marsden
